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Carlyle Group

133 hedge funds and large institutions have $560M invested in Carlyle Group in 2017 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 45 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

22% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 37

8% more funds holding

Funds holding: 123133 (+10)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less capital invested

Capital invested by funds: $583M → $560M (-$23.9M)

4.22% less ownership

Funds ownership: 42.86%38.64% (-4.2%)

43% less call options, than puts

Call options by funds: $4.07M | Put options by funds: $7.17M

Holders
133
Holders Change
+10
Holders Change %
+8.13%
% of All Funds
3.31%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
23
Increased
45
Reduced
37
Closed
11
Calls
$4.07M
Puts
$7.17M
Net Calls
-$3.1M
Net Calls Change
+$11.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Balyasny Asset Management
26
Balyasny Asset Management
Illinois
$4.04M +$139K +8,498 +3%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$4.04M +$3.16M +192,893 +321%
LCP
28
LGT Capital Partners
Switzerland
$3.91M +$4.02M +245,000 New
Renaissance Technologies
29
Renaissance Technologies
New York
$3.6M +$1.89M +115,190 +104%
Legal & General Group
30
Legal & General Group
United Kingdom
$3.25M +$345K +21,048 +12%
RA
31
Royce & Associates
New York
$2.91M
SCM
32
SOL Capital Management
Maryland
$2.52M +$418K +25,500 +19%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$2.51M +$230K +14,000 +10%
OC
34
Oppenheimer & Co
New York
$2.47M +$101K +6,165 +4%
Citigroup
35
Citigroup
New York
$2.34M -$5.01M -305,352 -68%
UCFA
36
United Capital Financial Advisors
Texas
$2.29M -$262K -16,000 -10%
WSTAM
37
Wilbanks Smith & Thomas Asset Management
Virginia
$2.27M +$165K +10,090 +8%
CS
38
Credit Suisse
Switzerland
$2.15M +$533K +32,518 +32%
VSI
39
Verde Servicos Internacionais
Brazil
$1.97M -$446K -27,221 -18%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$1.55M +$93.4K +5,700 +6%
MCM
41
McKinley Capital Management
Alaska
$1.33M -$31.1K -1,897 -2%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$1.32M +$241K +14,716 +22%
CG
43
Clinton Group
New York
$1.32M -$1.26M -76,856 -48%
PWM
44
Perigon Wealth Management
California
$1.26M
AAM
45
Augustine Asset Management
Florida
$1.19M +$36.4K +2,219 +3%
TYCC
46
Texas Yale Capital Corp
Florida
$1.18M +$130K +7,900 +12%
Stifel Financial
47
Stifel Financial
Missouri
$1.09M +$374K +22,830 +50%
LPL Financial
48
LPL Financial
California
$950K -$187K -11,395 -16%
ECA
49
Endeavour Capital Advisors
Connecticut
$863K -$8.64M -527,031 -91%
Federated Hermes
50
Federated Hermes
Pennsylvania
$812K +$834K +50,900 New

CG Hedge Fund Activity: Q1 2017 in Review

133 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q1 2017, worth a combined $560M — down 4.1% from $583M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CG positions and 11 closed out — a net gain of 12 holders — while 45 added to existing stakes and 37 trimmed.

The largest buyer was Artemis Investment Management, adding an estimated $13.8M. The largest seller was Okumus Fund Management, cutting an estimated $38.3M.

  • 133 institutional investors held Carlyle Group (CG) as of Q1 2017, up from 123 in Q4 2016.
  • Funds reported $560M of Carlyle Group stock for Q1 2017, down 4.1% quarter-over-quarter.
  • 23 funds opened new Carlyle Group positions in Q1 2017 and 11 closed out, a net change of +12 holders.
  • The largest Carlyle Group buyer in Q1 2017 was Artemis Investment Management, an estimated $13.8M added.
  • The largest Carlyle Group seller in Q1 2017 was Okumus Fund Management, an estimated $38.3M sold.

Based on aggregated 13F filings for Q1 2017.