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Carlyle Group
CG

123 hedge funds and large institutions have $583M invested in Carlyle Group in 2016 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 43 increasing their positions, 34 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

42.86% more ownership

Funds ownership: 0% → 42.86% (+43%)

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

26% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 34

5% more capital invested

Capital invested by funds: $555M → $583M (+$28.5M)

3% more funds holding

Funds holding: 120 → 123 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

74% less call options, than puts

Call options by funds: $5M | Put options by funds: $19.3M

Holders
123
Holders Change
+3
Holders Change %
+2.5%
% of All Funds
3.08%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
22
Increased
43
Reduced
34
Closed
17
Calls
$5M
Puts
$19.3M
Net Calls
-$14.3M
Net Calls Change
-$12.9M

Top Buyers

1
AA
ALPS Advisors
Colorado
+$19.5M
2
Morgan Stanley
Morgan Stanley
New York
+$15.2M
3
Deutsche Bank
Deutsche Bank
Germany
+$10.4M
4
AIM
Artemis Investment Management
United Kingdom
+$6.71M
5
ECA
Endeavour Capital Advisors
Connecticut
+$5.24M

Top Sellers

1
TGA
Trilogy Global Advisors
Florida
-$16.1M
2
VSI
Verde Servicos Internacionais
Brazil
-$9.46M
3
VIP
Vantage Investment Partners
Missouri
-$9.35M
4
OFM
Okumus Fund Management
Cayman Islands
-$7.62M
5
MTB
Mizuho Trust & Banking
Japan
-$3.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
Balyasny Asset Management
26
Balyasny Asset Management
Illinois
$3.73M +$3.78M +244,522 New
MVP
27
Miller Value Partners
Florida
$3.05M +$1.76M +114,000 +133%
GPC
28
Glacier Peak Capital
Washington
$3.05M +$3.09M +200,000 New
RA
29
Royce & Associates
New York
$2.79M – – –
Legal & General Group
30
Legal & General Group
United Kingdom
$2.78M +$39.2K +2,536 +1%
Millennium Management
31
Millennium Management
New York
$2.75M +$2.79M +180,505 New
Walleye Trading
32
Walleye Trading
New York
$2.63M +$2.66M +172,186 New
GIM
33
Groesbeck Investment Management
New Jersey
$2.57M – – –
TCM
34
Trent Capital Management
North Carolina
$2.44M +$2.47M +160,090 New
UCFA
35
United Capital Financial Advisors
Texas
$2.43M -$64.9K -4,200 -3%
CG
36
Clinton Group
New York
$2.43M +$1.25M +80,915 +103%
VSI
37
Verde Servicos Internacionais
Brazil
$2.3M -$9.46M -612,516 -80%
OC
38
Oppenheimer & Co
New York
$2.27M +$929K +60,173 +68%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$2.19M -$530K -34,348 -19%
SCM
40
SOL Capital Management
Maryland
$2.02M -$1.7M -110,000 -45%
WSTAM
41
Wilbanks Smith & Thomas Asset Management
Virginia
$2.02M +$588K +38,105 +40%
Renaissance Technologies
42
Renaissance Technologies
New York
$1.68M +$1.7M +110,400 New
BGC
43
Blue Granite Capital
South Carolina
$1.64M +$1.66M +107,275 New
PG
44
PEAK6 Group
Illinois
$1.58M +$105K +6,797 +7%
CS
45
Credit Suisse
Switzerland
$1.56M +$787K +50,927 +99%
California Public Employees Retirement System
46
California Public Employees Retirement System
California
$1.4M -$71K -4,600 -5%
MCM
47
McKinley Capital Management
Alaska
$1.3M -$34.2K -2,213 -3%
PWM
48
Perigon Wealth Management
California
$1.26M -$109K -7,080 -8%
LPL Financial
49
LPL Financial
California
$1.11M +$65.8K +4,259 +6%
AAM
50
Augustine Asset Management
Florida
$1.1M +$1.11M +72,180 New
1
2
3 4 5

CG Hedge Fund Activity: Q4 2016 in Review

123 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Carlyle Group (CG) for Q4 2016, worth a combined $583M — up 5.1% from $555M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new CG positions and 17 closed out — a net gain of 5 holders — while 43 added to existing stakes and 34 trimmed.

The largest buyer was ALPS Advisors, opening a new position worth an estimated $19.5M. The largest seller was Trilogy Global Advisors, exiting entirely with an estimated $16.1M sold.

  • 123 institutional investors held Carlyle Group (CG) as of Q4 2016, up from 120 in Q3 2016.
  • Funds reported $583M of Carlyle Group stock for Q4 2016, up 5.1% quarter-over-quarter.
  • 22 funds opened new Carlyle Group positions in Q4 2016 and 17 closed out, a net change of +5 holders.
  • The largest Carlyle Group buyer in Q4 2016 was ALPS Advisors, an estimated $19.5M added.
  • The largest Carlyle Group seller in Q4 2016 was Trilogy Global Advisors, an estimated $16.1M sold.

Based on aggregated 13F filings for Q4 2016.