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Codexis

Name Holding Trade Value Shares
Change
Change in
Stake
Ladenburg Thalmann Financial Services
101
Ladenburg Thalmann Financial Services
Florida
$25K +$23.4K +1,450 New
DWA
102
Dorsey Wright & Associates
California
$25K +$23.7K +1,470 New
Zurich Cantonal Bank
103
Zurich Cantonal Bank
Switzerland
$19K +$18.2K +1,126 New
Global Retirement Partners
104
Global Retirement Partners
California
$17K – – –
Advisor Group
105
Advisor Group
Arizona
$13K +$4.2K +260 +52%
Nisa Investment Advisors
106
Nisa Investment Advisors
Missouri
$8K +$7.92K +490 New
Simplex Trading
107
Simplex Trading
Illinois
$7K +$4.64K +287 +188%
Valeo Financial Advisors
108
Valeo Financial Advisors
Indiana
$3K -$888 -55 -20%
PG
109
Patten Group
Tennessee
$3K – – –
IP
110
Intellectus Partners
California
$1K – – –
Lazard Asset Management
111
Lazard Asset Management
New York
– -$1.36M -94,366 Closed
Royce & Associates
112
Royce & Associates
New York
– -$559K -38,800 Closed
Burney Company
113
Burney Company
Virginia
– -$288K -20,000 Closed
Wolverine Trading
114
Wolverine Trading
Illinois
– -$124K -11,287 Closed
CCIA
115
Campbell & Co Investment Adviser
Maryland
– -$146K -10,167 Closed
FQ
116
First Quadrant
California
– -$48K -3,349 Closed
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
– -$32K -2,224 Closed
PIA
118
Piedmont Investment Advisors
North Carolina
– -$13K -884 Closed
CIBC Private Wealth Group
119
CIBC Private Wealth Group
Georgia
– -$7K -500 Closed
YWP
120
YorkBridge Wealth Partners
New York
– -$2K -148 Closed
CG
121
Cutler Group
California
– -$1K -100 Closed
TCI Wealth Advisors
122
TCI Wealth Advisors
Arizona
– -$581 -36 -67%