Simplify High Yield ETF
CDX
9 hedge funds and large institutions have $12.8M invested in Simplify High Yield ETF in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
100% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 2
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
29% more funds holding
Funds holding: 7 → 9 (+2)
7% more capital invested
Capital invested by funds: $12M → $12.8M (+$807K)
4.46% less ownership
Funds ownership: 26.52% → 22.06% (-4.5%)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.31M |
| 2 |
PEA
Park Edge Advisors
Cleveland,
Ohio
|
+$522K |
| 3 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$288K |
| 4 |
RZH
Relyea Zuckerberg Hanson
Stamford,
Connecticut
|
+$204K |
| 5 |
SPIA
Steward Partners Investment Advisory
New York
|
+$144K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.36M |
| 2 |
SAM
Simplify Asset Management
Las Vegas,
Nevada
|
-$517K |
| 3 |
JP Morgan Chase
New York
|
-$406K |
| 4 |
IA
IFP Advisors
Tampa,
Florida
|
-$734 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SAM
1
Simplify Asset Management
Las Vegas,
Nevada
| $5.71M | -$517K | -23,256 | -9% |
|
|
2
Commonwealth Equity Services
Waltham,
Massachusetts
| $3.65M | +$1.31M | +58,726 | +58% |
|
|
PEA
3
Park Edge Advisors
Cleveland,
Ohio
| $2.3M | +$522K | +23,479 | +30% |
|
|
AAS
4
Avantax Advisory Services
Dallas,
Texas
| $819K | +$288K | +12,974 | +57% |
|
|
RZH
5
Relyea Zuckerberg Hanson
Stamford,
Connecticut
| $210K | +$204K | +9,188 | New |
|
|
SPIA
6
Steward Partners Investment Advisory
New York
| $148K | +$144K | +6,474 | New |
|
|
HCA
7
Heck Capital Advisors
Rhinelander,
Wisconsin
| $2.49K | +$2.42K | +109 | New |
|
|
IA
8
IFP Advisors
Tampa,
Florida
| $1.94K | -$734 | -33 | -28% |
|
9
Morgan Stanley
New York
| $70 | +$44 | +2 | New |
|
|
10
Jane Street
New York
| – | -$1.36M | -63,183 | Closed |
|
|
11
JP Morgan Chase
New York
| – | -$406K | -18,775 | Closed |
|
CDX Hedge Fund Activity: Q4 2023 in Review
9 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify High Yield ETF (CDX) for Q4 2023, worth a combined $12.8M — up 6.7% from $12M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new CDX positions and 2 closed out — a net gain of 2 holders — while 3 added to existing stakes and 2 trimmed.
The largest buyer was Commonwealth Equity Services, adding an estimated $1.31M. The largest seller was Jane Street, exiting entirely with an estimated $1.36M sold.
- 9 institutional investors held Simplify High Yield ETF (CDX) as of Q4 2023, up from 7 in Q3 2023.
- Funds reported $12.8M of Simplify High Yield ETF stock for Q4 2023, up 6.7% quarter-over-quarter.
- 4 funds opened new Simplify High Yield ETF positions in Q4 2023 and 2 closed out, a net change of +2 holders.
- The largest Simplify High Yield ETF buyer in Q4 2023 was Commonwealth Equity Services, an estimated $1.31M added.
- The largest Simplify High Yield ETF seller in Q4 2023 was Jane Street, an estimated $1.36M sold.
Based on aggregated 13F filings for Q4 2023.