|
1
|
CIBC World Market
Toronto,
Ontario, Canada
|
$249K
|
-$49.5K
|
-3,488
|
-15%
|
|
|
2
|
Webster Bank
Waterbury,
Connecticut
|
$68K
|
–
|
–
|
–
|
|
|
3
|
Trust Company
Manhattan,
Kansas
|
$40K
|
–
|
–
|
–
|
|
|
4
|
Central Trust Company
Jefferson City,
Missouri
|
$33K
|
–
|
–
|
–
|
|
|
5
|
Executive Wealth Management
Brighton,
Michigan
|
$23K
|
+$23.4K
|
+1,651
|
New
|
|
|
6
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$8K
|
-$773K
|
-54,479
|
-99%
|
|
|
7
|
HBK Investments
Dallas,
Texas
|
–
|
-$44.5M
|
-2,913,633
|
Closed
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
–
|
-$39.9M
|
-2,614,524
|
Closed
|
|
|
9
|
|
–
|
-$36.2M
|
-2,374,707
|
Closed
|
|
|
10
|
LPL Financial
San Diego,
California
|
–
|
-$30.3M
|
-1,982,992
|
Closed
|
|
|
11
|
Ares Management
Los Angeles,
California
|
–
|
-$26.8M
|
-1,756,614
|
Closed
|
|
|
12
|
Arrowstreet Capital
Boston,
Massachusetts
|
–
|
-$14.9M
|
-978,663
|
Closed
|
|
|
13
|
VanEck Associates
New York
|
–
|
-$14.3M
|
-934,935
|
Closed
|
|
|
14
|
RFG Advisory
Birmingham,
Alabama
|
–
|
-$13M
|
-854,243
|
Closed
|
|
|
15
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$12.1M
|
-790,419
|
Closed
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$12M
|
-789,441
|
Closed
|
|
|
17
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$11.2M
|
-735,470
|
Closed
|
|
|
18
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$124M
|
-734,910
|
Closed
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$11M
|
-720,838
|
Closed
|
|
|
20
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$10.8M
|
-706,318
|
Closed
|
|
|
21
|
|
–
|
-$9.98M
|
-654,187
|
Closed
|
|
|
22
|
West Family Investments
Carlsbad,
California
|
–
|
-$8.61M
|
-564,487
|
Closed
|
|
|
23
|
Philadelphia Financial Management of San Francisco
San Francisco,
California
|
–
|
-$8.57M
|
-561,619
|
Closed
|
|
|
24
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$7.76M
|
-508,436
|
Closed
|
|
|
25
|
NorthRock Partners
Minneapolis,
Minnesota
|
–
|
-$7.72M
|
-478,313
|
Closed
|
|
