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CCIF

Carlyle Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$7.62M -$3.23M -315,816 -31%
BI
2
Bulldog Investors
New Jersey
$6.85M +$5.41M +528,519 +467%
RIA
3
Realta Investment Advisors
Delaware
$4.32M +$473K +46,246 +13%
BFM
4
Boothbay Fund Management
New York
$3.66M +$3.51M +342,492 New
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.97M +$2.85M +278,081 New
AC
6
Almitas Capital
California
$2.77M +$2.65M +259,136 New
NWS
7
Newport Wealth Strategies
California
$2.17M -$30.3K -2,957 -1%
SIA
8
Sit Investment Associates
Minnesota
$1.8M +$1.72M +168,387 New
Invesco
9
Invesco
Georgia
$1.63M +$1.56M +152,783 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.55M -$454K -44,370 -23%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.19M +$10.7K +1,041 +0.9%
WAM
12
Wolverine Asset Management
Illinois
$949K -$479K -46,784 -34%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$559K +$536K +52,328 New
LPL Financial
14
LPL Financial
California
$553K +$139K +13,551 +35%
CF
15
Centaurus Financial
California
$412K -$57.2K -5,588 -13%
CA
16
Cetera Advisors
Colorado
$275K -$62.5K -6,105 -19%
WP
17
WealthPLAN Partners
Nebraska
$273K -$2.07K -202 -0.7%
AIC
18
Ameritas Investment Company
Nebraska
$256K +$260K +25,408 New
CRWM
19
Castle Rock Wealth Management
California
$172K -$19.9K -1,945 -10%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$154K +$148K +14,440 New
FIA
21
FNY Investment Advisers
New York
$149K -$101K -9,829 -41%
MC
22
Matisse Capital
Oregon
$144K +$32.3K +3,155 +30%
QCMA
23
Quad Capital Management Advisors
New York
$132K +$127K +12,392 New
CL
24
Cabana LLC
Arkansas
$126K
CSIC
25
Clifford Swan Investment Counsel
California
$125K