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CCIF

Carlyle Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ECM
26
ExodusPoint Capital Management
New York
$120K +$146K +14,261 New
EE
27
EWG Elevate
California
$117K
ACM
28
Arlington Capital Management
Illinois
$113K +$138K +13,481 New
OPS
29
Orion Portfolio Solutions
Nebraska
$103K +$126K +12,334 New
CSIC
30
Clifford Swan Investment Counsel
California
$87K -$14.4K -1,404 -12%
Walleye Trading
31
Walleye Trading
New York
$84K +$103K +10,054 New
VCP
32
Verus Capital Partners
Arizona
$54K +$65.6K +6,406 New
Morgan Stanley
33
Morgan Stanley
New York
$44K +$53.3K +5,197 New
CAN
34
Claraphi Advisory Network
United States
$38K +$49.2K +4,806 New
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$7K
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$7K
GAM
37
Gemmer Asset Management
California
$3K
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$2K
PFGIA
39
Patriot Financial Group Insurance Agency
Massachusetts
$2K
FCAS
40
First Command Advisory Services
Texas
$1K
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$1K
AC
42
Almitas Capital
California
-$6.26M -601,121 Closed
Invesco
43
Invesco
Georgia
-$1.72M -165,038 Closed
MIG
44
Mariner Investment Group
New York
-$699K -67,174 Closed
WAM
45
Wolverine Asset Management
Illinois
-$669K -65,325 -100%
FIA
46
FNY Investment Advisers
New York
-$104K -10,003 Closed
TCWM
47
Total Clarity Wealth Management
Illinois
-$52K -5,000 Closed
UBS Group
48
UBS Group
Switzerland
-$16K -1,548 Closed
LC
49
Lindbrook Capital
California
-$5K -442 Closed
Wells Fargo
50
Wells Fargo
California
+$10 +1 +100%