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CCIF

Carlyle Credit Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$120K +$7.63K +745 +7%
UBS Group
27
UBS Group
Switzerland
$19K -$9.42K -920 -34%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$9K
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$8K -$3.11K -304 -28%
LC
30
Lindbrook Capital
California
$5K +$4.52K +442 New
GAM
31
Gemmer Asset Management
California
$4K
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$2K
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$1K -$2.18K -213 -67%
FCAS
34
First Command Advisory Services
Texas
$1K
CFIA
35
Cantor Fitzgerald Investment Advisors
New York
-$658K -69,228 Closed
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
-$135K -14,227 Closed
RJFSA
37
Raymond James Financial Services Advisors
Florida
-$123K -12,906 Closed
FAAS
38
First Allied Advisory Services
California
-$122K -12,878 Closed
Lido Advisors
39
Lido Advisors
California
-$106K -11,163 Closed
Bank of America
40
Bank of America
North Carolina
-$20K -2,106 Closed
TRCT
41
Tower Research Capital (TRC)
New York
-$11K -1,144 Closed
OIA
42
OneDigital Investment Advisors
Kansas
-$8K -816 Closed
AF
43
Allworth Financial
California
-$6K -684 Closed
BCI
44
Brinker Capital Investments
Pennsylvania
-$8K -615 Closed
NL
45
NVWM LLC
Pennsylvania
-$2K -180 Closed
Wells Fargo
46
Wells Fargo
California
-$10 -1 Closed