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CCIF

Carlyle Credit Income Fund

34 hedge funds and large institutions have $41M invested in Carlyle Credit Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more capital invested

Capital invested by funds: $22.8M → $41M (+$18.2M)

12.89% more ownership

Funds ownership: 24.12%37.01% (+13%)

6% less funds holding

Funds holding: 3634 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

50% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 12

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
10
Increased
6
Reduced
12
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$7.62M -$3.23M -315,816 -31%
BI
2
Bulldog Investors
New Jersey
$6.85M +$5.41M +528,519 +467%
RIA
3
Realta Investment Advisors
Delaware
$4.32M +$473K +46,246 +13%
BFM
4
Boothbay Fund Management
New York
$3.66M +$3.51M +342,492 New
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.97M +$2.85M +278,081 New
AC
6
Almitas Capital
California
$2.77M +$2.65M +259,136 New
NWS
7
Newport Wealth Strategies
California
$2.17M -$30.3K -2,957 -1%
SIA
8
Sit Investment Associates
Minnesota
$1.8M +$1.72M +168,387 New
Invesco
9
Invesco
Georgia
$1.63M +$1.56M +152,783 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.55M -$454K -44,370 -23%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.19M +$10.7K +1,041 +0.9%
WAM
12
Wolverine Asset Management
Illinois
$949K -$479K -46,784 -34%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$559K +$536K +52,328 New
LPL Financial
14
LPL Financial
California
$553K +$139K +13,551 +35%
CF
15
Centaurus Financial
California
$412K -$57.2K -5,588 -13%
CA
16
Cetera Advisors
Colorado
$275K -$62.5K -6,105 -19%
WP
17
WealthPLAN Partners
Nebraska
$273K -$2.07K -202 -0.7%
AIC
18
Ameritas Investment Company
Nebraska
$256K +$260K +25,408 New
CRWM
19
Castle Rock Wealth Management
California
$172K -$19.9K -1,945 -10%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$154K +$148K +14,440 New
FIA
21
FNY Investment Advisers
New York
$149K -$101K -9,829 -41%
MC
22
Matisse Capital
Oregon
$144K +$32.3K +3,155 +30%
QCMA
23
Quad Capital Management Advisors
New York
$132K +$127K +12,392 New
CL
24
Cabana LLC
Arkansas
$126K
CSIC
25
Clifford Swan Investment Counsel
California
$125K

CCIF Hedge Fund Activity: Q3 2019 in Review

34 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Carlyle Credit Income Fund (CCIF) for Q3 2019, worth a combined $41M — up 80% from $22.8M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of CCIF and 10 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 6 added.

The largest buyer was Bulldog Investors, adding an estimated $5.41M. The largest seller was Cetera Advisor Networks, cutting an estimated $3.23M.

  • 34 institutional investors held Carlyle Credit Income Fund (CCIF) as of Q3 2019, down from 36 in Q2 2019.
  • Funds reported $41M of Carlyle Credit Income Fund stock for Q3 2019, up 80% quarter-over-quarter.
  • 10 funds opened new Carlyle Credit Income Fund positions in Q3 2019 and 12 closed out, a net change of -2 holders.
  • The largest Carlyle Credit Income Fund buyer in Q3 2019 was Bulldog Investors, an estimated $5.41M added.
  • The largest Carlyle Credit Income Fund seller in Q3 2019 was Cetera Advisor Networks, an estimated $3.23M sold.

Based on aggregated 13F filings for Q3 2019.