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Cathay General Bancorp
CATY

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
226
Sterling Capital Management
North Carolina
– -$1.37M -38,247 Closed
ERSOT
227
Employees Retirement System of Texas
Texas
– -$1.19M -33,000 Closed
MAM
228
Martingale Asset Management
Massachusetts
– -$577K -16,045 Closed
IG
229
ING Group
Netherlands
– -$420K -11,705 Closed
CBOA
230
Commonwealth Bank of Australia
Australia
– -$389K -10,860 Closed
FCBT
231
First Citizens Bank & Trust
North Carolina
– -$383K -10,665 Closed
AA
232
ALPS Advisors
Colorado
– -$376K -10,482 Closed
IUHSA
233
Itau Unibanco Holding S.A.
Brazil
– -$365K -10,160 Closed
ZCM
234
Zebra Capital Management
Connecticut
– -$298K -8,310 Closed
SFI
235
Susquehanna Fundamental Investments
Pennsylvania
– -$291K -8,100 Closed
Mariner
236
Mariner
Kansas
– -$260K -7,247 Closed
ACI
237
AMP Capital Investors
Australia
– -$233K -6,600 Closed
EGM
238
Engineers Gate Manager
New York
– -$233K -6,495 Closed
SCM
239
Shelton Capital Management
Colorado
– -$203K -5,662 Closed
MAM
240
Meeder Asset Management
Ohio
– -$180K -5,000 Closed
ADEF
241
Adams Diversified Equity Fund
Maryland
– -$129K -3,600 Closed
PCP
242
Proficio Capital Partners
Massachusetts
– -$27K -747 Closed
CL
243
CSS LLC
Illinois
– -$24K -675 Closed
Rockefeller Capital Management
244
Rockefeller Capital Management
New York
– -$15K -418 Closed
CFB
245
Cullen/Frost Bankers
Texas
– -$8K -231 Closed
PRC
246
Pearl River Capital
Michigan
– -$5K -148 Closed
FWM
247
Focused Wealth Management
New York
– -$4K -100 Closed
FPFS
248
First Personal Financial Services
North Carolina
– -$1K -38 Closed
CFA
249
Camarda Financial Advisors
Florida
– -$1K -18 Closed
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