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Cathay General Bancorp

Name Holding Trade Value Shares
Change
Change in
Stake
GAM
226
Gemmer Asset Management
California
$5K
PA
227
Parallel Advisors
California
$5K +$6.02K +159 New
ASN
228
Advisory Services Network
Georgia
$4K +$4.55K +120 New
FWM
229
Focused Wealth Management
New York
$3K
GWM
230
Geneos Wealth Management
Colorado
$3K
LWA
231
Lenox Wealth Advisors
New York
$3K
ST
232
Smithfield Trust
Pennsylvania
$3K
FRA
233
Front Row Advisors
California
$2K
PWMG
234
Prestige Wealth Management Group
New Jersey
$2K +$1.71K +45 New
Carson Wealth (CWM LLC)
235
Carson Wealth (CWM LLC)
Nebraska
$2K +$1.89K +50 New
QCG
236
Quadrant Capital Group
Ohio
$1K
WAM
237
Wealthspire Advisors (Maryland)
Maryland
$1K +$682 +18 +95%
CAW
238
Cornerstone Advisors (Washington)
Washington
$1K +$1.02K +27 New
S
239
SignatureFD
Georgia
$1K +$1.06K +28 New
LC
240
Lindbrook Capital
California
$1K +$1.82K +48 New
IP
241
Interval Partners
New York
-$8.56M -206,472 Closed
OTPPB
242
Ontario Teachers' Pension Plan Board
Ontario, Canada
-$2.88M -69,465 Closed
PCM
243
Piermont Capital Management
Missouri
-$2.86M -68,970 Closed
Bank of Nova Scotia
244
Bank of Nova Scotia
Ontario, Canada
-$2.15M -52,003 Closed
Allianz Asset Management
245
Allianz Asset Management
Germany
-$1.67M -40,331 Closed
3C
246
361 Capital
Colorado
-$1.53M -36,846 Closed
KBC Group
247
KBC Group
Belgium
-$1.19M -28,668 Closed
Citadel Advisors
248
Citadel Advisors
Florida
-$1.14M -27,456 Closed
Pacer Advisors
249
Pacer Advisors
Pennsylvania
-$1.12M -27,125 Closed
Asset Management One
250
Asset Management One
Japan
-$953K -23,000 Closed