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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
Hudson Bay Capital Management
2326
Hudson Bay Capital Management
Connecticut
– -$172M -750,000 Closed
JMPWA
2327
JP Morgan Private Wealth Advisors
California
– -$97.7M -426,780 Closed
LCM
2328
Laurion Capital Management
New York
– -$39.8M -178,597 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
2329
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$34.8M -152,081 Closed
CIM
2330
Chiron Investment Management
New York
– -$28.1M -122,640 Closed
JAM
2331
Jupiter Asset Management
United Kingdom
– -$20.8M -90,752 Closed
Capital Fund Management (CFM)
2332
Capital Fund Management (CFM)
France
– -$19.9M -89,196 Closed
Two Sigma Investments
2333
Two Sigma Investments
New York
– -$20.3M -88,513 Closed
ACM
2334
Ariose Capital Management
Hong Kong
– -$12.4M -54,000 Closed
CM
2335
Capula Management
Cayman Islands
– -$9.84M -42,994 Closed
ACM
2336
Aquatic Capital Management
Illinois
– -$9.66M -42,200 Closed
MPA
2337
Marvin & Palmer Associates
Delaware
– -$9.25M -40,427 Closed
Tudor Investment Corp
2338
Tudor Investment Corp
Connecticut
– -$8.78M -39,401 Closed
PMEF
2339
Point72 Middle East FZE
United Arab Emirates
– -$7.91M -35,461 Closed
CC
2340
Cartenna Capital
Connecticut
– -$5.72M -25,000 Closed
CCM
2341
CAAS Capital Management
New York
– -$4.97M -22,270 Closed
PRC
2342
Pearl River Capital
Michigan
– -$4.88M -21,308 Closed
VF
2343
Virtu Financial
New York
– -$3.82M -16,680 Closed
OQS
2344
Occudo Quantitative Strategies
Florida
– -$3.31M -14,471 Closed
BFM
2345
Boothbay Fund Management
New York
– -$3.22M -14,084 Closed
BFA
2346
Brendel Financial Advisors
New Hampshire
– -$3.12M -13,641 Closed
RAM
2347
Readystate Asset Management
Illinois
– -$2.99M -13,080 Closed
TC
2348
TwinBeech Capital
New York
– -$2.57M -11,230 Closed
BPC
2349
Banque Pictet & Cie
Switzerland
– -$2.38M -10,391 Closed
RCM
2350
Radnor Capital Management
Pennsylvania
– -$2.36M -10,326 Closed