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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CIC
2201
Cornercap Investment Counsel
Georgia
– -$2.37M -11,443 Closed
AC
2202
Albar Capital
United Kingdom
– -$2.35M -11,353 Closed
LFDLE
2203
La Financiere de L'Echiquier
France
– -$2.07M -10,000 Closed
AII
2204
AGF Investments Inc
Ontario, Canada
– -$1.75M -8,456 Closed
PDN
2205
Pensionfund DSM Netherlands
Netherlands
– -$1.65M -8,000 Closed
CAC
2206
Cowen and Company
New York
– -$1.5M -7,241 Closed
YIH
2207
Y-Intercept (HK)
Hong Kong
– -$1.34M -6,492 Closed
FI
2208
Fosun International
China
– -$1.21M -5,810 Closed
JG
2209
Jefferies Group
New York
– -$1.14M -5,500 Closed
PAMP
2210
Polar Asset Management Partners
Ontario, Canada
– -$1.11M -5,375 Closed
SCM
2211
Stevens Capital Management
Pennsylvania
– -$999K -4,832 Closed
SAMC
2212
Spectrum Asset Management (California)
California
– -$994K -4,810 Closed
MPM
2213
MBB Public Markets
Illinois
– -$968K -4,682 Closed
OWIM
2214
Old West Investment Management
California
– -$921K -4,458 Closed
NFG
2215
Norris Financial Group
South Carolina
– -$918K -4,441 Closed
HWIS
2216
Hancock Whitney Investment Services
Louisiana
– -$894K -4,316 Closed
BC
2217
Bridgefront Capital
Texas
– -$881K -4,263 Closed
SFA
2218
Souders Financial Advisors
Ohio
– -$791K -3,826 Closed
GG
2219
Golden Green
South Carolina
– -$790K -3,819 Closed
OQS
2220
Occudo Quantitative Strategies
Florida
– -$773K -3,739 Closed
EN1L
2221
Engine No 1 LLC
California
– -$766K -3,703 Closed
CCB
2222
Cutter & Co Brokerage
Missouri
– -$760K -3,676 Closed
COF
2223
Capital One Financial
Virginia
– -$752K -3,638 Closed
MFP
2224
Meridian Financial Partners
Virginia
– -$746K -3,367 Closed
RCM
2225
Requisite Capital Management
Texas
– -$662K -3,202 Closed
87 88
89
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