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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
IRAG
2151
Investment Research & Advisory Group
Georgia
$2K – – –
HH
2152
HWG Holdings
Texas
$2K +$2.42K +12 New
UFF
2153
USA Financial Formulas
Michigan
$1K -$11.3K -56 -95%
PG
2154
Proffitt & Goodson
Tennessee
$1K – – –
TFA
2155
Transamerica Financial Advisors
Florida
$1K – – –
CSWM
2156
Cassady Schiller Wealth Management
Ohio
$1K +$1.41K +7 New
HVM
2157
Harvest Volatility Management
Connecticut
$656 +$604 +3 New
ACI
2158
AMP Capital Investors
Australia
– -$29.7M -154,528 Closed
Massachusetts Financial Services
2159
Massachusetts Financial Services
Massachusetts
– -$16.2M -84,414 Closed
MCM
2160
Moore Capital Management
New York
– -$11.2M -58,482 Closed
SH
2161
SeaTown Holdings
Singapore
– -$9.6M -50,000 Closed
CA
2162
Cornerstone Advisors
North Carolina
– -$7.68M -40,000 Closed
SAM
2163
Socorro Asset Management
Texas
– -$7.46M -38,859 Closed
MAM
2164
Myriad Asset Management
Hong Kong
– -$6.9M -35,925 Closed
CM
2165
Caption Management
Oklahoma
– -$6.53M -34,000 Closed
Tudor Investment Corp
2166
Tudor Investment Corp
Connecticut
– -$6.73M -33,444 Closed
QT
2167
Quantbot Technologies
New York
– -$5.33M -27,786 Closed
SIM
2168
Seaview Investment Managers
Florida
– -$5.29M -27,573 Closed
DLCIG
2169
D.L. Carlson Investment Group
New Hampshire
– -$5.14M -26,791 Closed
Simplex Trading
2170
Simplex Trading
Illinois
– -$4.97M -24,701 Closed
PHK
2171
Point72 Hong Kong
Hong Kong
– -$4.66M -23,158 Closed
PI
2172
PGGM Investments
Netherlands
– -$4.28M -22,301 Closed
PRC
2173
Pearl River Capital
Michigan
– -$3.78M -19,713 Closed
GA
2174
Gateway Advisory
New Jersey
– -$3.56M -18,518 Closed
GRP
2175
Global Retirement Partners
California
– -$3.39M -17,674 Closed