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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FC
2101
Fulcrum Capital
Washington
– -$215K -927 Closed
SCA
2102
SMH Capital Advisors
Texas
– -$214K -921 Closed
RGC
2103
Roberts, Glore & Co
Illinois
– -$212K -914 Closed
PI
2104
Pettee Investors
Connecticut
– -$211K -908 Closed
FUBT
2105
First United Bank & Trust
Maryland
– -$210K -905 Closed
HC
2106
Hourglass Capital
Texas
– -$209K -902 Closed
WFG
2107
Wills Financial Group
Virginia
– -$209K -901 Closed
CCM
2108
Cullen Capital Management
New York
– -$209K -900 Closed
MPIM
2109
McGinn Penninger Investment Management
Virginia
– -$209K -900 Closed
CAS
2110
Cascadia Advisory Services
Oregon
– -$208K -897 Closed
KCM
2111
Kornitzer Capital Management
Kansas
– -$206K -890 Closed
KFGK
2112
Keystone Financial Group (Kentucky)
Kentucky
– -$205K -882 Closed
DBRC
2113
D.B. Root & Company
Pennsylvania
– -$203K -877 Closed
AWM
2114
Adams Wealth Management
Utah
– -$203K -876 Closed
PPP
2115
Private Portfolio Partners
New Jersey
– -$203K -875 Closed
RBCM
2116
Raub Brock Capital Management
California
– -$201K -869 Closed
OFG
2117
Oxford Financial Group
Indiana
– -$200K -864 Closed
PFA
2118
Pettinga Financial Advisors
Indiana
– -$200K -864 Closed
CAC
2119
Certified Advisory Corp
Florida
– -$194K -839 Closed
HI
2120
Human Investing
Oregon
– -$190K -821 Closed
SCP
2121
Syntal Capital Partners
Texas
– -$151K -654 Closed
MWM
2122
Mascoma Wealth Management
New Hampshire
– -$117K -505 Closed
ACM
2123
Allred Capital Management
Texas
– -$112K -484 Closed
LAIC
2124
Lederer & Associates Investment Counsel
California
– -$83.5K -360 Closed
NIM
2125
NuWave Investment Management
New Jersey
– -$77K -332 Closed
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