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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
Alyeska Investment Group
2076
Alyeska Investment Group
Illinois
– -$58.9M -264,430 Closed
CC
2077
Criteria Caixa
Spain
– -$36.4M -163,528 Closed
SC
2078
Shellback Capital
Massachusetts
– -$36.3M -163,005 Closed
Simplex Trading
2079
Simplex Trading
Illinois
– -$18.2M -86,290 Closed
MSL
2080
Mackay Shields LLC
New York
– -$17.3M -77,754 Closed
QC
2081
Quadrature Capital
United Kingdom
– -$16M -71,662 Closed
IAM
2082
Impala Asset Management
Florida
– -$10M -45,000 Closed
ECM
2083
Element Capital Management
New York
– -$9.18M -41,211 Closed
Wolverine Trading
2084
Wolverine Trading
Illinois
– -$7.66M -36,338 Closed
Parallax Volatility Advisers
2085
Parallax Volatility Advisers
California
– -$7.36M -34,930 Closed
SGDR
2086
SPX Gestao de Recursos
Brazil
– -$7M -31,400 Closed
KWILP
2087
Kiwi Wealth Investments Limited Partnership
New Zealand
– -$6.71M -30,109 Closed
LSA
2088
L & S Advisors
California
– -$6.64M -29,787 Closed
WorldQuant Millennium Advisors
2089
WorldQuant Millennium Advisors
New York
– -$5.63M -25,276 Closed
SAM
2090
Sabadell Asset Management
Spain
– -$4.64M -21,507 Closed
WMSA
2091
Weiss Multi-Strategy Advisers
New York
– -$4.51M -20,265 Closed
QIM
2092
Quantitative Investment Management
Virginia
– -$4.34M -19,463 Closed
ADL
2093
Asset Dedication LLC
California
– -$4.23M -19,035 Closed
CCM
2094
Channing Capital Management
Illinois
– -$3.96M -17,760 Closed
RCAP
2095
Resolute Capital Asset Partners
Colorado
– -$3.34M -15,000 Closed
SFM
2096
Sphera Funds Management
Israel
– -$2.67M -12,000 Closed
HI
2097
HBK Investments
Texas
– -$2.4M -10,749 Closed
CCWA
2098
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$2.29M -10,281 Closed
CW
2099
Connectus Wealth
Ohio
– -$2.05M -9,906 Closed
IRF
2100
IBM Retirement Fund
New York
– -$1.93M -8,638 Closed