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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
WCF
2076
West Coast Financial
California
– -$200K -1,100 Closed
PHK
2077
Point72 Hong Kong
Hong Kong
– -$218K -1,053 Closed
ICP
2078
Interchange Capital Partners
Pennsylvania
– -$153K -845 Closed
SFG
2079
Sowa Financial Group
Rhode Island
– -$125K -685 Closed
TI
2080
tru Independence
Oregon
– -$120 -666 Closed
LGA
2081
Lebenthal Global Advisors
New York
– -$109K -600 Closed
BWA
2082
Burt Wealth Advisors
Maryland
– -$95K -524 Closed
BWM
2083
Birchcreek Wealth Management
Ohio
– -$91K -500 Closed
PS
2084
Planned Solutions
California
– -$91K -500 Closed
VCG
2085
Vantage Consulting Group
Virginia
– -$79K -436 Closed
SIAG
2086
Safeguard Investment Advisory Group
California
– -$77K -424 Closed
AWG
2087
Altus Wealth Group
Colorado
– -$73K -404 Closed
KCM
2088
Kathmere Capital Management
Pennsylvania
– -$69K -378 Closed
OPW
2089
Oxler Private Wealth
New York
– -$65K -360 Closed
D
2090
Diversified
Delaware
– -$48K -324 Closed
H
2091
Hexavest
Quebec, Canada
– -$59K -324 Closed
BSSFA
2092
Baron Silver Stevens Financial Advisors
Florida
– -$58K -323 Closed
CTFG
2093
Capstone Triton Financial Group
Oklahoma
– -$56K -305 Closed
FWM
2094
FSA Wealth Management
Massachusetts
– -$49K -267 Closed
TIAM2
2095
Tru Independence Asset Management 2
Oregon
– -$41K -225 Closed
CYG
2096
Clean Yield Group
Vermont
– -$39K -212 Closed
OIM
2097
Oder Investment Management
California
– -$34K -184 Closed
FPW
2098
Flagship Private Wealth
Massachusetts
– -$31.6K -175 Closed
FPB
2099
First PREMIER Bank
South Dakota
– -$23K -125 Closed
CWM
2100
Curi Wealth Management
North Carolina
– -$21K -120 Closed
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