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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1526
Private Advisory Group
Washington
– -$2.13M -14,396 Closed
NAM
1527
Nexpoint Asset Management
Texas
– -$2.07M -14,000 Closed
BA
1528
Bridgewater Associates
Connecticut
– -$2.02M -13,660 Closed
EAM
1529
Eagle Asset Management
Florida
– -$1.99M -13,483 Closed
MIC
1530
Means Investment Company
Maine
– -$1.95M -13,210 Closed
MCAI
1531
Members Capital Advisors Inc
Wisconsin
– -$1.72M -11,610 Closed
GCA
1532
Gideon Capital Advisors
New York
– -$1.71M -11,568 Closed
TG
1533
TCW Group
California
– -$1.68M -11,360 Closed
VIG
1534
Vienna Insurance Group
Poland
– -$1.61M -10,890 Closed
PCM
1535
Penserra Capital Management
California
– -$1.57M -10,658 Closed
QSS
1536
Quantitative Systematic Strategies
Florida
– -$1.54M -10,438 Closed
GCM
1537
Glaxis Capital Management
Florida
– -$1.54M -10,426 Closed
Verition Fund Management
1538
Verition Fund Management
Connecticut
– -$1.52M -10,302 Closed
BBA
1539
Brookfield BHS Advisors
New York
– -$1.5M -10,147 Closed
SSA
1540
Schonfeld Strategic Advisors
New York
– -$1.49M -10,061 Closed
CF
1541
CNA Financial
Illinois
– -$1.36M -9,205 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1542
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$1.35M -9,145 Closed
GHAM
1543
Gilman Hill Asset Management
Connecticut
– -$1.31M -8,905 Closed
FIG
1544
FundX Investment Group
California
– -$1.18M -8,000 Closed
Nomura Holdings
1545
Nomura Holdings
Japan
– -$1.16M -7,835 Closed
EGM
1546
Engineers Gate Manager
New York
– -$1.16M -7,830 Closed
Group One Trading
1547
Group One Trading
Illinois
– -$957K -7,492 Closed
BC
1548
Brinker Capital
Pennsylvania
– -$1.05M -7,101 Closed
JWCA
1549
J.W. Cole Advisors
Florida
– -$1.02M -6,887 Closed
ZCA
1550
Zeke Capital Advisors
Pennsylvania
– -$993K -6,724 Closed