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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
MG
1376
Mather Group
Illinois
$508K +$9.7K +42 +2%
WP
1377
WealthSource Partners
California
$505K -$62.8K -272 -10%
TCA
1378
Transcend Capital Advisors
New Jersey
$505K +$70.2K +304 +15%
HR
1379
Hayden Royal
North Carolina
$502K -$10.9K -47 -2%
RIM
1380
Regent Investment Management
Kentucky
$501K – – –
DI
1381
Diligent Investors
California
$499K -$144K -625 -21%
BST
1382
Bath Savings Trust
Maine
$498K -$11.5K -50 -2%
PI
1383
Putnam Investments
Massachusetts
$498K +$5.08K +22 +1%
GP
1384
Girard Partners
Pennsylvania
$495K -$13.2K -57 -2%
GC
1385
Grimes & Company
Massachusetts
$493K +$92.4K +400 +21%
GB
1386
Goepper Burkhardt
South Carolina
$492K – – –
FC
1387
Forte Capital
New York
$492K +$61.2K +265 +13%
WA
1388
Wealth Alliance
New York
$491K -$298K -1,290 -36%
FHA
1389
Flagship Harbor Advisors
Massachusetts
$491K -$99.1K -429 -16%
SMF
1390
Sterling Manor Financial
New York
$491K +$462 +2 +0.1%
CFG
1391
Cooper Financial Group
California
$490K +$1.62K +7 +0.3%
GAB
1392
German American Bancorp
Indiana
$489K +$2.77K +12 +0.5%
HWAM
1393
Hennion & Walsh Asset Management
New Jersey
$489K +$183K +794 +55%
SFP
1394
Shepherd Financial Partners
Massachusetts
$487K – – –
WA1
1395
Wimmer Associates 1
California
$485K – – –
CWM
1396
Cornerstone Wealth Management
Missouri
$485K +$11.8K +51 +2%
LDFR
1397
Lehman & Derafelo Financial Resources
Pennsylvania
$484K – – –
LCM
1398
LVM Capital Management
Michigan
$484K – – –
PTP
1399
Platform Technology Partners
New York
$484K +$513K +2,222 New
TFS
1400
Thoroughbred Financial Services
Tennessee
$481K +$53.8K +233 +12%
54 55
56
57 58