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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
1201
Garrison Asset Management
Arkansas
$348K – – –
AP
1202
Appleton Partners
Massachusetts
$347K -$9.43K -71 -3%
TFO
1203
Tarbox Family Office
California
$347K – – –
C
1204
Cerebellum
California
$344K +$329K +2,478 +3,997%
FHC
1205
First Heartland Consultants
Missouri
$342K +$47.8K +360 +17%
CC
1206
Chicago Capital
Illinois
$340K – – –
LDFR
1207
Lehman & Derafelo Financial Resources
Pennsylvania
$339K +$13.3K +100 +4%
RIM
1208
Regent Investment Management
Kentucky
$335K – – –
TAM
1209
Taylor Asset Management
Ontario, Canada
$332K -$39.8K -300 -11%
SIA
1210
Starfire Investment Advisers
Michigan
$331K -$664 -5 -0.2%
TAM
1211
Trillium Asset Management
Massachusetts
$330K – – –
CT
1212
Cambridge Trust
Massachusetts
$329K +$11K +83 +4%
GRP
1213
Global Retirement Partners
California
$329K +$65.4K +492 +25%
SXL
1214
Summit X LLC
Missouri
$327K -$822K -6,187 -72%
SAM
1215
Seelaus Asset Management
New Jersey
$327K – – –
LC
1216
LCNB Corp
Ohio
$326K -$6.64K -50 -2%
HEIP
1217
Hudson Edge Investment Partners
New Jersey
$326K +$49.4K +372 +18%
OIA
1218
OneDigital Investment Advisors
Kansas
$325K -$62.4K -470 -16%
BAM
1219
Barrett Asset Management
New York
$325K -$13.3K -100 -4%
PHK
1220
Point72 Hong Kong
Hong Kong
$325K +$319K +2,399 New
PCA
1221
Personal Capital Advisors
California
$323K – – –
WBG
1222
Wharton Business Group
Pennsylvania
$322K – – –
BOS
1223
Bingham Osborn & Scarborough
California
$320K +$13K +98 +4%
WRM
1224
Weybosset Research & Management
Rhode Island
$319K – – –
DAM
1225
Doheny Asset Management
California
$318K +$13.3K +100 +4%
47 48
49
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