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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GLI
1151
Guardian Life Insurance
New York
$167K +$1.27K +11 +0.8%
CWM
1152
Catamount Wealth Management
Connecticut
$166K +$154K +1,333 New
VFA
1153
Virtus Fund Advisers
Connecticut
$164K – – –
AF
1154
Allworth Financial
California
$164K +$230 +2 +0.2%
BDWM
1155
Brewin Dolphin Wealth Management
Ireland
$164K +$151K +1,315 New
FPFS
1156
First Personal Financial Services
North Carolina
$161K -$34.8K -302 -19%
QCG
1157
Quadrant Capital Group
Ohio
$154K – – –
CIS
1158
Capital International Sarl
California
$150K -$679K -5,900 -83%
CI
1159
Capital International
California
$150K -$622K -5,400 -82%
ACM
1160
AUA Capital Management
Pennsylvania
$146K – – –
SQA
1161
Simon Quick Advisors
New Jersey
$146K +$132K +1,145 +4,241%
WC
1162
Whitnell & Co
Illinois
$142K +$230 +2 +0.2%
FANJ
1163
Financial Architects (New Jersey)
New Jersey
$139K -$11.5K -100 -8%
RFA
1164
Reilly Financial Advisors
California
$139K – – –
MWM
1165
MinichMacGregor Wealth Management
New York
$136K -$52.3K -454 -29%
VIA
1166
Vantage Investment Advisors
Pennsylvania
$133K +$16.1K +140 +15%
PMFA
1167
Plante Moran Financial Advisors
Michigan
$130K -$715K -6,207 -86%
GH
1168
GAM Holding
Switzerland
$129K -$11.1M -96,007 -99%
BCP
1169
Blue Chip Partners
Michigan
$128K -$27.2K -236 -19%
LWCFA
1170
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$122K -$3.69K -32 -3%
BEAM
1171
Baker Ellis Asset Management
Washington
$120K – – –
OIA
1172
OneDigital Investment Advisors
Kansas
$115K -$97.9K -850 -48%
MSFP
1173
Mark Sheptoff Financial Planning
Connecticut
$113K – – –
CP
1174
Corbenic Partners
Pennsylvania
$110K – – –
MA
1175
MCF Advisors
Kentucky
$105K -$5.18K -45 -5%
45 46
47
48 49