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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
WIL
1101
Winifred I. Li
$52K – – –
ARMC
1102
American Research & Management Company
Massachusetts
$51K – – –
AFIA
1103
America First Investment Advisors
Nebraska
$50K – – –
OP
1104
Oldfield Partners
United Kingdom
$50K – – –
MWP
1105
MYCIO Wealth Partners
Pennsylvania
$46K +$212 +2 +0.4%
NC
1106
NewSquare Capital
Pennsylvania
$42K – – –
AA
1107
Apriem Advisors
California
$42K +$3.39K +32 +8%
SFG
1108
Sage Financial Group
Pennsylvania
$40K – – –
GAM
1109
Gemmer Asset Management
California
$37K – – –
AIM
1110
Assured Investment Management
New York
$37K +$40.1K +378 New
WA
1111
Waverly Advisors
Alabama
$34K +$21.9K +207 +151%
FAM
1112
Formidable Asset Management
Ohio
$32K – – –
WCM
1113
Wealthcare Capital Management
Virginia
$32K +$212 +2 +0.6%
LWM
1114
LBA Wealth Management
Florida
$27K +$16.3K +154 +125%
FMT
1115
First Mercantile Trust
Tennessee
$25K – – –
CFG
1116
CKW Financial Group
Hawaii
$24K – – –
KPCM
1117
Kings Point Capital Management
New York
$21K – – –
NCM
1118
Nelson Capital Management
California
$21K – – –
MAS
1119
Madden Advisory Services
Florida
$20K – – –
MSFP
1120
Mark Sheptoff Financial Planning
Connecticut
$20K – – –
SEC
1121
Seven Eight Capital
New York
$19.8K -$42.4K -400 -67%
ZTNA
1122
Zions Trust National Association
Utah
$17K -$10.6K -100 -36%
PIM
1123
Parasol Investment Management
Illinois
$17K – – –
ST
1124
SpiderRock Trading
Illinois
$16K – – –
VNB
1125
Valley National Bancorp
New York
$15K – – –