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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
MAM
1026
Mark Asset Management
New York
$50K +$50.7K +600 New
AA
1027
Apriem Advisors
California
$47K – – –
WIL
1028
Winifred I. Li
$44K -$57.9K -685 -57%
CFSG
1029
Community Financial Services Group
Vermont
$44K -$32.6K -385 -42%
AFIA
1030
America First Investment Advisors
Nebraska
$42K – – –
HCM
1031
Highlander Capital Management
New Jersey
$41.7K – – –
TF
1032
Trutina Financial
Washington
$40K +$40.3K +477 New
JIC
1033
Joel Isaacson & Co
New York
$39K – – –
IMS
1034
Index Management Solutions
Pennsylvania
$39K +$39.8K +471 New
ARMC
1035
American Research & Management Company
Massachusetts
$38K – – –
ST
1036
SpiderRock Trading
Illinois
$36K – – –
KIG
1037
Kessler Investment Group
Indiana
$35K +$35.5K +420 New
SHWM
1038
Smith & Howard Wealth Management
Georgia
$34K – – –
QAM
1039
QCI Asset Management
New York
$33K +$33.8K +400 New
CBT
1040
Central Bank & Trust
Kentucky
$30K -$474K -5,600 -94%
BWFA
1041
Baltimore-Washington Financial Advisors
Maryland
$29K -$2.9M -34,263 -99%
Victory Capital Management
1042
Victory Capital Management
Texas
$29K +$30.9K +365 New
WCM
1043
Wealthcare Capital Management
Virginia
$27K +$169 +2 +0.6%
JEW
1044
Jamison Eaton & Wood
New Jersey
$26K +$26.2K +310 New
FAM
1045
Formidable Asset Management
Ohio
$26K +$26.6K +315 New
PFG
1046
Piershale Financial Group
Illinois
$25K +$254 +3 +1%
FMP
1047
Financial Management Professionals
Texas
$21K – – –
JAM
1048
JCIC Asset Management
Ontario, Canada
$21K – – –
FMT
1049
First Mercantile Trust
Tennessee
$19K – – –
NCM
1050
Nelson Capital Management
California
$18K – – –