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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
DPIM
951
Duff & Phelps Investment Management
Illinois
$1.1M -$26K -125 -2%
ED
952
Exane Derivatives
France
$1.1M +$208 +1 +0%
LS
953
Livforsakringsbolaget Skandia
Sweden
$1.1M -$229K -1,100 -16%
EHC
954
Everett Harris & Co
California
$1.09M – – –
CIP
955
Convergence Investment Partners
Florida
$1.09M -$463K -2,225 -28%
PAMP
956
Polar Asset Management Partners
Ontario, Canada
$1.09M -$442K -2,124 -27%
BSA
957
Braun Stacey Associates
New York
$1.09M -$20.5M -98,452 -95%
PIM
958
Penobscot Investment Management
Massachusetts
$1.09M – – –
OCM
959
Orleans Capital Management
Louisiana
$1.08M +$45.8K +220 +4%
WI
960
Wintrust Investments
Illinois
$1.08M – – –
CIA
961
Choate Investment Advisors
Massachusetts
$1.08M +$177K +850 +18%
AF
962
Arrow Financial
New York
$1.08M +$216K +1,036 +23%
DJSG
963
D.J. St. Germain
Massachusetts
$1.07M +$7.91K +38 +0.7%
ATWA
964
Arbor Trust Wealth Advisors
Michigan
$1.07M – – –
HPC
965
HM Payson & Co
Maine
$1.07M -$14.6K -70 -1%
CWP
966
CFM Wealth Partners
Texas
$1.06M -$81.6K -392 -7%
PAS
967
Park Avenue Securities
New York
$1.06M +$80.8K +388 +8%
CC
968
Cadinha & Co
Hawaii
$1.06M -$602K -2,891 -34%
BFG
969
Barber Financial Group
Kansas
$1.06M – – –
BHA
970
Beech Hill Advisors
New York
$1.06M – – –
VFM
971
Viking Fund Management
North Dakota
$1.06M – – –
SCM
972
SOL Capital Management
Maryland
$1.05M -$31.2K -150 -3%
HFA
973
High Falls Advisors
New York
$1.05M +$37.3K +179 +3%
VST
974
Van Strum & Towne
California
$1.05M – – –
RIL
975
Rothschild Investment LLC
Illinois
$1.05M – – –
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