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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
26
Dimensional Fund Advisors
Texas
$314M +$21.1M +165,879 +7%
Invesco
27
Invesco
Georgia
$310M +$70M +550,894 +29%
Sumitomo Mitsui Trust Group
28
Sumitomo Mitsui Trust Group
Japan
$309M -$2.82M -22,181 -0.9%
Capital International Investors
29
Capital International Investors
California
$298M +$300M +2,362,006 New
Allianz Asset Management
30
Allianz Asset Management
Germany
$292M +$4.3M +33,820 +1%
Wells Fargo
31
Wells Fargo
California
$279M -$43M -338,716 -13%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$277M -$79.1M -622,392 -22%
SEI Investments
33
SEI Investments
Pennsylvania
$264M +$401K +3,153 +4%
Swiss National Bank
34
Swiss National Bank
Switzerland
$239M +$1.55M +12,226 +0.7%
Ameriprise
35
Ameriprise
Minnesota
$227M +$7.38M +58,068 +3%
JP Morgan Chase
36
JP Morgan Chase
New York
$215M +$23.8M +186,956 +12%
PPA
37
Parametric Portfolio Associates
Washington
$200M -$5.49M -43,186 -3%
Lazard Asset Management
38
Lazard Asset Management
New York
$181M +$157M +1,235,182 +621%
Fidelity Investments
39
Fidelity Investments
Massachusetts
$179M -$18.8M -147,680 -9%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$169M +$28.5M +224,308 +20%
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$168M -$420K -3,302 -0.2%
Capital Research Global Investors
42
Capital Research Global Investors
California
$163M -$107M -839,810 -39%
PP
43
Prudential plc
United Kingdom
$163M -$3.86M -30,349 -2%
New York State Common Retirement Fund
44
New York State Common Retirement Fund
New York
$158M -$2.21M -17,400 -1%
UBS Group
45
UBS Group
Switzerland
$157M +$3.74M +29,402 +2%
BNP Paribas Financial Markets
46
BNP Paribas Financial Markets
France
$156M +$34.5M +271,736 +28%
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$153M -$208M -1,635,790 -58%
EVM
48
Eaton Vance Management
Massachusetts
$150M -$1.95M -15,366 -1%
CS
49
Credit Suisse
Switzerland
$145M +$2.47M +19,450 +2%
T. Rowe Price Associates
50
T. Rowe Price Associates
Maryland
$143M +$155K +1,221 +0.1%