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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
IP
3551
Interval Partners
New York
– -$46.2M -96,851 Closed
JGC
3552
J. Goldman & Co
New York
– -$40.9M -85,665 Closed
O
3553
Ossiam
France
– -$22.5M -47,059 Closed
EF
3554
Empowered Funds
Pennsylvania
– -$18.9M -39,687 Closed
SC
3555
SummitTX Capital
Texas
– -$15.2M -31,956 Closed
DKCM
3556
Davidson Kempner Capital Management
New York
– -$14.3M -30,000 Closed
HHAM
3557
HITE Hedge Asset Management
Massachusetts
– -$8.74M -18,322 Closed
HKIM
3558
Hayek Kallen Investment Management
Alabama
– -$6.12M -12,825 Closed
BJL
3559
Brighton Jones LLC
Washington
– -$4.04M -8,475 Closed
MIM
3560
Morningstar Investment Management
Illinois
– -$3.96M -8,306 Closed
MMHP
3561
Murphy Middleton Hinkle & Parker
Georgia
– -$3.49M -7,310 Closed
AWA
3562
Arete Wealth Advisors
Illinois
– -$3.43M -7,189 Closed
CPL
3563
Capital & Planning LLC
Georgia
– -$3.36M -7,037 Closed
SCM
3564
Stevens Capital Management
Pennsylvania
– -$3.12M -6,529 Closed
PCM
3565
Pinnbrook Capital Management
New York
– -$2.75M -5,758 Closed
SCM
3566
SIR Capital Management
New York
– -$2.67M -5,600 Closed
BAM
3567
Bell Asset Management
Australia
– -$2.44M -5,115 Closed
P
3568
Pitcairn
Pennsylvania
– -$2.14M -4,475 Closed
NCM
3569
Nearwater Capital Markets
Ireland
– -$1.91M -4,000 Closed
SCP
3570
Sender Company & Partners
New York
– -$1.63M -3,419 Closed
SGDR
3571
SPX Gestao de Recursos
Brazil
– -$1.34M -2,800 Closed
BCM
3572
BluePath Capital Management
Georgia
– -$1.33M -2,783 Closed
SG
3573
Sienna Gestion
France
– -$1.07M -2,464 Closed
VBA
3574
von Borstel & Associates
Oregon
– -$1.3M -2,284 Closed
CNTOF
3575
Canandaigua National Trust of Florida
New York
– -$1.05M -2,204 Closed
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143
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