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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CAS
3201
CTC Alternative Strategies
Illinois
– -$703K -1,810 Closed
IC
3202
Iconiq Capital
California
– -$675K -1,740 Closed
IQI
3203
Integrated Quantitative Investments
Washington
– -$660K -1,700 Closed
SC
3204
Sawyer & Company
Massachusetts
– -$1.8M -1,692 Closed
WMWM
3205
Whitaker-Myers Wealth Managers
Ohio
– -$640K -1,649 Closed
CWM
3206
Challenger Wealth Management
California
– -$624K -1,607 Closed
CBUSF
3207
Construction & Building Unions Superannuation Fund
Australia
– -$621K -1,600 Closed
RAM
3208
Readystate Asset Management
Illinois
– -$607K -1,564 Closed
AC
3209
AXQ Capital
New Jersey
– -$606K -1,560 Closed
XT
3210
XTX Topco
Cayman Islands
– -$582K -1,500 Closed
BAM
3211
Blueshift Asset Management
New Jersey
– -$573K -1,476 Closed
UBV
3212
United Bank (Virginia)
Virginia
– -$521K -1,342 Closed
LWL
3213
Leo Wealth LLC
Texas
– -$504K -1,299 Closed
TSMHT
3214
Thurston Springer Miller Herd & Titak
Indiana
– -$472K -1,216 Closed
EA
3215
Ergawealth Advisors
Illinois
– -$455K -1,171 Closed
SXL
3216
Summit X LLC
Missouri
– -$441K -1,131 Closed
SC
3217
Soundwatch Capital
Connecticut
– -$436K -1,123 Closed
TI
3218
TrueMark Investments
Illinois
– -$431K -1,109 Closed
AF
3219
AGP Franklin
Tennessee
– -$423K -1,090 Closed
IIM
3220
Intact Investment Management
Quebec, Canada
– -$388K -1,000 Closed
CCP
3221
Carmel Capital Partners
California
– -$356K -917 Closed
HIA
3222
HTG Investment Advisors
Connecticut
– -$349K -900 Closed
RCM
3223
Requisite Capital Management
Texas
– -$342K -880 Closed
DO
3224
denkapparat Operations
Germany
– -$328K -844 Closed
RW
3225
Rede Wealth
Virginia
– -$309K -795 Closed
127 128
129
130 131