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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GMFG
3051
Greater Midwest Financial Group
Minnesota
– -$2.07M -6,262 Closed
DLCIG
3052
D.L. Carlson Investment Group
New Hampshire
– -$2.05M -6,205 Closed
VF
3053
Virtu Financial
New York
– -$2.02M -6,121 Closed
WAM
3054
Wolverine Asset Management
Illinois
– -$1.8M -5,388 Closed
CCA
3055
Corps Capital Advisors
Texas
– -$1.67M -5,060 Closed
BCM
3056
Bridgeway Capital Management
Texas
– -$1.63M -4,940 Closed
AA
3057
ABC Arbitrage
France
– -$1.48M -4,498 Closed
BPAMU
3058
BTG Pactual Asset Management US
New York
– -$1.42M -4,298 Closed
CC
3059
Centiva Capital
New York
– -$1.28M -3,855 Closed
NRD
3060
Nebula Research & Development
New York
– -$1.24M -3,775 Closed
BDWCC
3061
B&D White Capital Company
Texas
– -$1.15M -3,500 Closed
MC
3062
Machina Capital
France
– -$1.02M -3,104 Closed
MYLI
3063
Meiji Yasuda Life Insurance
Japan
– -$954K -2,894 Closed
CUAMC
3064
China Universal Asset Management Company
China
– -$885K -2,683 Closed
QT
3065
Quantbot Technologies
New York
– -$819K -2,484 Closed
BCM
3066
Brasada Capital Management
Texas
– -$808K -2,450 Closed
1C
3067
111 Capital
France
– -$779K -2,361 Closed
ARC
3068
Advisor Resource Council
Texas
– -$755K -2,338 Closed
GS
3069
GTS Securities
Florida
– -$765K -2,321 Closed
ICA
3070
Infrastructure Capital Advisors
New York
– -$758K -2,297 Closed
CMF
3071
Counterpoint Mutual Funds
California
– -$756K -2,292 Closed
SQA
3072
Simon Quick Advisors
New Jersey
– -$736K -2,232 Closed
HCP
3073
Hexagon Capital Partners
Arkansas
– -$723K -2,192 Closed
CAM
3074
CenterStar Asset Management
Illinois
– -$728K -2,185 Closed
CG
3075
Castellan Group
Kentucky
– -$677K -2,052 Closed
121 122
123
124 125