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Carrier Global
CARR

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
801
RiverFront Investment Group
Virginia
$643K +$573K +8,768 New
VFA
802
Valeo Financial Advisors
Indiana
$639K +$53.5K +819 +10%
WG
803
Warner Group
Connecticut
$638K +$283K +4,329 +99%
CCA
804
Checchi Capital Advisers
California
$637K +$8.23K +126 +1%
RBWA
805
RFG - Bristol Wealth Advisors
Massachusetts
$631K +$850 +13 +0.2%
AFG
806
Atomi Financial Group
New York
$630K +$78.6K +1,203 +16%
DMC
807
Drexel Morgan & Co
Pennsylvania
$629K – – –
RWA
808
River Wealth Advisors
Pennsylvania
$625K – – –
PVI
809
Pine Valley Investments
New Jersey
$623K +$2.16K +33 +0.4%
PI
810
PFG Investments
New York
$623K +$81.7K +1,250 +17%
NP
811
NorthRock Partners
Minnesota
$619K +$588 +9 +0.1%
PFS
812
Prospera Financial Services
Texas
$616K +$63.8K +976 +13%
PF
813
Phoenix Financial
Israel
$614K -$18.7K -286 -3%
EGM
814
Engineers Gate Manager
New York
$613K +$546K +8,361 New
MOS
815
MGO One Seven
Ohio
$612K +$37.6K +575 +7%
AA
816
Advisory Alpha
Michigan
$610K +$67.8K +1,037 +14%
SIG
817
Sky Investment Group
Connecticut
$609K -$16.3K -250 -3%
SWM
818
Shakespeare Wealth Management
Wisconsin
$608K – – –
AO
819
Advisor OS
Illinois
$606K -$299K -4,581 -36%
PCM
820
Pointe Capital Management
Michigan
$603K – – –
DWT
821
Dorsey & Whitney Trust
South Dakota
$601K +$92.1K +1,409 +21%
DA
822
Dover Advisors
Virginia
$595K – – –
ASA
823
Axxion S.A.
Luxembourg
$595K +$530K +8,106 New
WAP
824
Wealthcare Advisory Partners
Pennsylvania
$593K -$97.8K -1,496 -16%
GVAG
825
Great Valley Advisor Group
Delaware
$591K -$7.78K -119 -1%
31 32
33
34 35