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Capricor Therapeutics
CAPR

Name Holding Trade Value Shares
Change 		Change in
Stake
EGM
176
Engineers Gate Manager
New York
– -$1.18M -38,830 Closed
SC
177
Stempoint Capital
New York
– -$1.14M -37,592 Closed
Two Sigma Investments
178
Two Sigma Investments
New York
– -$940K -30,932 Closed
PAP
179
Persistent Asset Partners
Hong Kong
– -$604K -19,933 Closed
BHCM
180
Brevan Howard Capital Management
Jersey
– -$551K -18,110 Closed
Mariner
181
Mariner
Kansas
– -$469K -15,417 Closed
LCM
182
Landscape Capital Management
New Jersey
– -$412K -13,569 Closed
VCM
183
Voleon Capital Management
California
– -$407K -13,382 Closed
PFGIA
184
Patriot Financial Group Insurance Agency
Massachusetts
– -$304K -10,000 Closed
TSS
185
Two Sigma Securities
New York
– -$288K -9,466 Closed
SIP
186
Stoneridge Investment Partners
Pennsylvania
– -$255K -8,397 Closed
FC
187
FORA Capital
Florida
– -$251K -8,269 Closed
AC
188
AXQ Capital
New Jersey
– -$251K -8,253 Closed
Pictet Asset Management
189
Pictet Asset Management
Switzerland
– -$250K -8,224 Closed
QC
190
Quadrature Capital
United Kingdom
– -$240K -7,900 Closed
EG
191
Ellerson Group
Maryland
– -$240K -7,890 Closed
Cetera Investment Advisers
192
Cetera Investment Advisers
Illinois
– -$223K -7,342 Closed
ET
193
Entropy Technologies
New York
– -$222K -7,288 Closed
VF
194
Virtu Financial
New York
– -$215K -7,058 Closed
FWM
195
Focused Wealth Management
New York
– -$203K -6,681 Closed
ACM
196
ACT Capital Management
Pennsylvania
– -$152K -5,000 Closed
CIAM
197
Caitong International Asset Management
Hong Kong
– -$76.6K -2,519 Closed
MCM
198
MAI Capital Management
Ohio
– -$25.3K -832 Closed
KAS
199
Kemnay Advisory Services
New York
– -$15.2K -501 Closed
ASN
200
Advisory Services Network
Georgia
– -$15.2K -500 Closed
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