|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$5.13M
|
+$597K
|
+46,485
|
+13%
|
|
|
2
|
|
$4.64M
|
–
|
–
|
–
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$1.7M
|
+$1.02M
|
+79,436
|
+145%
|
|
|
4
|
|
$1.6M
|
-$19.6K
|
-1,525
|
-1%
|
|
|
5
|
Mariner Investment Group
Harrison,
New York
|
$1.15M
|
+$1.17M
|
+90,857
|
New
|
|
|
6
|
LPL Financial
San Diego,
California
|
$816K
|
-$157K
|
-12,252
|
-16%
|
|
|
7
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$796K
|
+$100K
|
+7,800
|
+14%
|
|
|
8
|
Tradewinds Capital Management
Bellingham,
Washington
|
$775K
|
+$785K
|
+61,130
|
New
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$698K
|
-$141K
|
-10,950
|
-17%
|
|
|
10
|
Parametric Portfolio Associates
Seattle,
Washington
|
$637K
|
+$66.8K
|
+5,202
|
+12%
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$616K
|
-$22.3K
|
-1,735
|
-3%
|
|
|
12
|
|
$571K
|
+$89.9K
|
+7,000
|
+18%
|
|
|
13
|
Doliver Advisors
Houston,
Texas
|
$449K
|
+$455K
|
+35,414
|
New
|
|
|
14
|
National Planning Corporation
El Segundo,
California
|
$445K
|
–
|
–
|
–
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$408K
|
-$159K
|
-12,383
|
-28%
|
|
|
16
|
Capital Investment Advisors
Atlanta,
Georgia
|
$386K
|
+$391K
|
+30,439
|
New
|
|
|
17
|
Argentus Capital Management
Dallas,
Texas
|
$384K
|
–
|
–
|
–
|
|
|
18
|
Virtu KCG Holdings
New York
|
$335K
|
+$340K
|
+26,446
|
New
|
|
|
19
|
Baird
Milwaukee,
Wisconsin
|
$316K
|
-$25.7K
|
-2,000
|
-7%
|
|
|
20
|
SG Americas Securities
New York
|
$280K
|
+$283K
|
+22,046
|
New
|
|
|
21
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$255K
|
+$90.6K
|
+7,060
|
+54%
|
|
|
22
|
Weiss Asset Management
Boston,
Massachusetts
|
$253K
|
+$256K
|
+19,971
|
New
|
|
|
23
|
Regent Investment Management
Louisville,
Kentucky
|
$228K
|
+$231K
|
+18,000
|
New
|
|
|
24
|
Oppenheimer & Co
New York
|
$223K
|
+$226K
|
+17,564
|
New
|
|
|
25
|
VanEck Associates
New York
|
$218K
|
-$25.8K
|
-2,010
|
-10%
|
|
