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BWG

BrandywineGLOBAL Global Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DA
26
Doliver Advisors
Texas
$237K +$236K +17,460 New
RTS
27
Round Table Services
New Jersey
$224K
HCM
28
Hollencrest Capital Management
California
$219K
TC
29
TFS Capital
Pennsylvania
$177K -$536K -39,657 -75%
CAN
30
Cetera Advisor Networks
California
$171K +$170K +12,600 New
LPL Financial
31
LPL Financial
California
$162K +$163K +12,053 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$144K +$2.5K +185 +2%
MFS
33
MSI Financial Services
Massachusetts
$134K +$95.9K +7,100 +254%
LAM
34
Lebenthal Asset Management
New York
$126K +$125K +9,250 New
AG
35
Advisor Group
Arizona
$96K
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$52K
First Manhattan
37
First Manhattan
New York
$40K
IA
38
IFP Advisors
Florida
$35K
Citigroup
39
Citigroup
New York
$31K -$71.6K -5,297 -70%
NSIM
40
North Star Investment Management
Illinois
$20K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$14K
NFG
42
Next Financial Group
Texas
$7K
TRCT
43
Tower Research Capital (TRC)
New York
$6K +$6.32K +468 New
PCM
44
Penserra Capital Management
California
$4K +$1K +74 +33%
CHP
45
Cable Hill Partners
Oregon
$2K +$1.7K +126 New
SEI Investments
46
SEI Investments
Pennsylvania
$1K +$567 +42 New
AWA
47
Arete Wealth Advisors
Illinois
-$1.81M -139,730 Closed
ST
48
Sentinel Trust
Texas
-$903K -69,685 Closed
CRC
49
Curi RMB Capital
Illinois
-$446K -34,440 Closed
First Trust Advisors
50
First Trust Advisors
Illinois
-$143K -11,025 Closed