Next Financial Group’s BrandywineGLOBAL Global Income Opportunities Fund BWG Stock Holding History

Next Financial Group’s Portfolio BWG Stock Details BWG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-700	Closed	-$9K	–	401
2017 Q3	$9K	Hold	700	–	–	﹤0.01%	1243
2017 Q2	$9K	Hold	700	–	–	﹤0.01%	1337
2017 Q1	$9K	Hold	700	–	–	﹤0.01%	1306
2016 Q4	$8K	Buy	700 +200	+40%	+$2.46K	﹤0.01%	1724
2016 Q3	$7K	Hold	500	–	–	﹤0.01%	1797
2016 Q2	$6K	Buy	+500	New	+$6.24K	﹤0.01%	1350
2016 Q1	–	Sell	-1,089	Closed	-$12K	–	1733
2015 Q4	$12K	Buy	+1,089	New	+$13.3K	﹤0.01%	1109
2015 Q2	–	Sell	-1,300	Closed	-$20K	–	1845
2015 Q1	$20K	Hold	1,300	–	–	0.01%	988
2014 Q4	$22K	Hold	1,300	–	–	0.01%	933
2014 Q3	$22K	Buy	+1,300	New	+$23.4K	﹤0.01%	1347

Other funds holding BWG

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Next Financial Group's BWG Position: Q4 2017 in Review

Next Financial Group sold out of BrandywineGLOBAL Global Income Opportunities Fund (BWG) in Q4 2017, closing a stake of 700 shares — an estimated $9K sold.

Next Financial Group first reported a position in BWG in Q3 2014 and held it in 10 quarters. The position peaked at $22K in Q4 2014. 37 funds tracked by Wall St. Rank hold BWG as of Q4 2017.

Next Financial Group reported no remaining BrandywineGLOBAL Global Income Opportunities Fund position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 700 BrandywineGLOBAL Global Income Opportunities Fund shares in Q4 2017, an estimated $9K.
Next Financial Group first reported a position in BrandywineGLOBAL Global Income Opportunities Fund in Q3 2014 and held it in 10 quarters.
Next Financial Group's BrandywineGLOBAL Global Income Opportunities Fund position peaked at $22K in Q4 2014.
37 funds tracked by Wall St. Rank held BrandywineGLOBAL Global Income Opportunities Fund as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.