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BWG

BrandywineGLOBAL Global Income Opportunities Fund
BWG

34 hedge funds and large institutions have $94.6M invested in BrandywineGLOBAL Global Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

41% more capital invested

Capital invested by funds: $67.2M → $94.6M (+$27.3M)

13% more funds holding

Funds holding: 30 → 34 (+4)

7.51% more ownership

Funds ownership: 18.6% → 26.1% (+7.5%)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$5.05M
2
Bank of America
Bank of America
North Carolina
+$4.48M
3
SCM
Saba Capital Management
New York
+$4.28M
4
SIA
Sit Investment Associates
Minnesota
+$3.47M
5
1CP
1607 Capital Partners
Virginia
+$3.22M

Top Sellers

1
U
UBS
Switzerland
-$4.47M
2
FIMG
Financial & Investment Management Group
Michigan
-$1M
3
DA
Doliver Advisors
Texas
-$622K
4
SFS
Shaker Financial Services
Virginia
-$467K
5
OC
Oppenheimer & Co
New York
-$283K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$13.2M +$1.66M +98,805 +14%
RCM
2
Rivernorth Capital Management
Florida
$10.6M -$59.8K -3,551 -0.6%
Morgan Stanley
3
Morgan Stanley
New York
$10.5M +$2.67M +158,523 +34%
Bank of America
4
Bank of America
North Carolina
$7.44M +$4.48M +266,263 +152%
1CP
5
1607 Capital Partners
Virginia
$7.17M +$3.22M +191,609 +82%
Cohen & Steers
6
Cohen & Steers
New York
$5.98M +$369K +21,941 +7%
Invesco
7
Invesco
Georgia
$5.58M +$2.91M +172,646 +109%
SCM
8
Saba Capital Management
New York
$5.45M +$4.28M +254,208 +370%
Wells Fargo
9
Wells Fargo
California
$5.3M +$5.05M +299,978 +2,080%
KIM
10
Karpus Investment Management
New York
$4.64M +$2.3M +136,667 +99%
SIA
11
Sit Investment Associates
Minnesota
$3.48M +$3.47M +206,199 New
GC
12
Guggenheim Capital
Illinois
$2.28M -$200K -11,905 -8%
FIMG
13
Financial & Investment Management Group
Michigan
$1.95M -$1M -59,681 -34%
BTS
14
BB&T Securities
Virginia
$1.92M +$9.05K +538 +5%
AA
15
Ancora Advisors
Ohio
$1.64M +$1.63M +97,000 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.36M -$40.5K -2,406 -3%
U
17
UBS
Switzerland
$1.21M -$4.47M -265,457 -79%
MIG
18
Mariner Investment Group
New York
$1.16M +$1.16M +68,889 New
RC
19
Roundview Capital
New Jersey
$1.1M -$50.3K -2,990 -4%
B
20
Baird
Wisconsin
$726K +$38.3K +2,273 +6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$552K -$8.38K -498 -2%
CIA
22
Capital Investment Advisors
Georgia
$265K +$264K +15,685 New
HighTower Advisors
23
HighTower Advisors
Illinois
$242K +$241K +14,330 New
PP
24
Paloma Partners
Connecticut
$229K +$229K +13,584 New
BAM
25
Barrett Asset Management
New York
$137K +$75.7K +4,500 +123%
1
2

BWG Hedge Fund Activity: Q4 2013 in Review

34 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in BrandywineGLOBAL Global Income Opportunities Fund (BWG) for Q4 2013, worth a combined $94.6M — up 41% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new BWG positions and 6 closed out — a net gain of 4 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.05M. The largest seller was UBS, cutting an estimated $4.47M.

  • 34 institutional investors held BrandywineGLOBAL Global Income Opportunities Fund (BWG) as of Q4 2013, up from 30 in Q3 2013.
  • Funds reported $94.6M of BrandywineGLOBAL Global Income Opportunities Fund stock for Q4 2013, up 41% quarter-over-quarter.
  • 10 funds opened new BrandywineGLOBAL Global Income Opportunities Fund positions in Q4 2013 and 6 closed out, a net change of +4 holders.
  • The largest BrandywineGLOBAL Global Income Opportunities Fund buyer in Q4 2013 was Wells Fargo, an estimated $5.05M added.
  • The largest BrandywineGLOBAL Global Income Opportunities Fund seller in Q4 2013 was UBS, an estimated $4.47M sold.

Based on aggregated 13F filings for Q4 2013.