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FT Vest Fund of Nasdaq-100 Buffer ETFs

70 hedge funds and large institutions have $316M invested in FT Vest Fund of Nasdaq-100 Buffer ETFs in 2023 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 30 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,450% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 2

500% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 5

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

118% more capital invested

Capital invested by funds: $145M → $316M (+$171M)

71% more funds holding

Funds holding: 4170 (+29)

12.51% more ownership

Funds ownership: 77.22%89.74% (+13%)

Holders
70
Holders Change
+29
Holders Change %
+70.73%
% of All Funds
1.02%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.06%
New
31
Increased
30
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$84.5M +$29.1M +1,119,102 +56%
AWM
2
AE Wealth Management
Kansas
$26.5M +$7.84M +301,637 +46%
GLA
3
Good Life Advisors
Pennsylvania
$21M -$212K -8,144 -1%
CAM
4
Creekmur Asset Management
Illinois
$20.6M +$19.8M +763,214 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$14.7M +$12.7M +488,955 +854%
GIA
6
Gladstone Institutional Advisory
Florida
$11.6M +$2.72M +104,673 +32%
Osaic Holdings
7
Osaic Holdings
Arizona
$10.6M +$5.92M +227,692 +138%
CA
8
CoreCap Advisors
Michigan
$10.4M +$10M +385,232 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.45M +$9.09M +349,812 New
RA
10
RiverTree Advisors
Florida
$8.73M +$8.41M +323,509 New
PFS
11
Prospera Financial Services
Texas
$7.97M +$7.67M +295,108 New
Mariner
12
Mariner
Kansas
$7.62M +$6.93M +266,523 +1,681%
SWP
13
Stratos Wealth Partners
Ohio
$7.29M +$2.56M +98,435 +57%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.48M +$491K +18,870 +9%
MML Investors Services
15
MML Investors Services
Massachusetts
$5.72M +$1.73M +66,439 +46%
CW
16
CreativeOne Wealth
Kansas
$5.48M +$3.09M +118,850 +142%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.49M +$3.91M +150,346 +938%
PWA
18
PCG Wealth Advisors
Kansas
$3.83M +$3.69M +141,815 New
M1FG
19
Mach-1 Financial Group
Arkansas
$3.78M +$3.64M +140,095 New
NA
20
NewEdge Advisors
Louisiana
$3.63M +$702K +27,019 +26%
FWA
21
FOCUS Wealth Advisors
Texas
$3.53M +$365K +14,057 +12%
WEG
22
World Equity Group
Illinois
$3.42M +$491K +18,906 +18%
VBFP
23
Valtinson Bruner Financial Planning
Minnesota
$3.09M +$250K +9,628 +9%
KAS
24
Kestra Advisory Services
Texas
$2.32M +$2.24M +86,058 New
CCG
25
Capital CS Group
California
$2.25M +$2.17M +83,387 New

BUFQ Hedge Fund Activity: Q4 2023 in Review

70 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in FT Vest Fund of Nasdaq-100 Buffer ETFs (BUFQ) for Q4 2023, worth a combined $316M — up 118% from $145M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new BUFQ positions and 2 closed out — a net gain of 29 holders — while 30 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $29.1M. The largest seller was Private Advisory Group, exiting entirely with an estimated $6M sold.

  • 70 institutional investors held FT Vest Fund of Nasdaq-100 Buffer ETFs (BUFQ) as of Q4 2023, up from 41 in Q3 2023.
  • Funds reported $316M of FT Vest Fund of Nasdaq-100 Buffer ETFs stock for Q4 2023, up 118% quarter-over-quarter.
  • 31 funds opened new FT Vest Fund of Nasdaq-100 Buffer ETFs positions in Q4 2023 and 2 closed out, a net change of +29 holders.
  • The largest FT Vest Fund of Nasdaq-100 Buffer ETFs buyer in Q4 2023 was LPL Financial, an estimated $29.1M added.
  • The largest FT Vest Fund of Nasdaq-100 Buffer ETFs seller in Q4 2023 was Private Advisory Group, an estimated $6M sold.

Based on aggregated 13F filings for Q4 2023.