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AB Conservative Buffer ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
1
AllianceBernstein
Tennessee
$658M +$129M +3,290,388 +24%
HighTower Advisors
2
HighTower Advisors
Illinois
$5.2M +$1.88M +47,991 +56%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.27M +$537K +13,697 +31%
NEWAS
4
N.E.W. Advisory Services
Wisconsin
$1.63M +$803K +20,456 +94%
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$1.13M
IFG
6
Independent Financial Group
California
$760K +$771K +19,660 New
QPW
7
Quantum Private Wealth
Florida
$665K +$3.92K +100 +0.6%
AFP
8
Ausdal Financial Partners
Iowa
$470K +$10K +256 +2%
NA
9
NewEdge Advisors
Louisiana
$426K +$432K +11,022 New
Morgan Stanley
10
Morgan Stanley
New York
$335K -$9.73K -248 -3%
UBS Group
11
UBS Group
Switzerland
$188K +$190K +4,855 New
AA
12
Ancora Advisors
Ohio
$123K
OMC
13
Old Mission Capital
Illinois
-$421K -10,750 Closed