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BSP

AMERN STRATEGIC INCM PORTF II
BSP

Delisted

BSP was delisted on the 5th of September, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17M +$18.2M +2,068,620 New
BI
2
Bulldog Investors
New Jersey
$5.39M +$5.76M +656,152 New
NCM
3
Newgate Capital Management
Connecticut
$3.59M +$3.84M +437,027 New
Morgan Stanley
4
Morgan Stanley
New York
$3.14M +$3.36M +382,125 New
Wells Fargo
5
Wells Fargo
California
$2.5M +$2.68M +304,960 New
AAM
6
Advisors Asset Management
Colorado
$2.36M +$2.52M +287,407 New
DIS
7
Diversified Investment Strategies
Louisiana
$1.24M +$1.32M +150,625 New
Bank of America
8
Bank of America
North Carolina
$1.11M +$1.19M +135,679 New
DA
9
Doliver Advisors
Texas
$1.11M +$1.18M +134,843 New
Geode Capital Management
10
Geode Capital Management
Massachusetts
$756K
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$668K +$715K +81,420 New
WCM
12
Windsor Capital Management
Arizona
$658K +$704K +80,102 New
COLIM
13
City of London Investment Management
United Kingdom
$604K +$642K +73,100 New
TC
14
TFS Capital
Pennsylvania
$449K +$480K +54,667 New
Invesco
15
Invesco
Georgia
$392K
BRWA
16
B. Riley Wealth Advisors
Florida
$353K +$377K +42,946 New
U
17
UBS
Switzerland
$309K +$330K +37,591 New
AIG
18
American International Group
New York
$307K +$328K +37,385 New
UFG
19
United Fire Group
Iowa
$209K +$223K +25,420 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$174K +$187K +21,236 New
LPL Financial
21
LPL Financial
California
$133K +$142K +16,177 New
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$120K +$128K +14,610 New
Barclays
23
Barclays
United Kingdom
$107K +$115K +13,049 New
Comerica Bank
24
Comerica Bank
Texas
$102K +$109K +12,411 New
HK
25
Horizon Kinetics
New York
$99K +$106K +12,102 New