|
1
|
|
–
|
-$4.69M
|
-185,839
|
Closed
|
|
|
2
|
Beaumont Financial Advisors
Needham,
Massachusetts
|
–
|
-$1.84M
|
-72,768
|
Closed
|
|
|
3
|
Stephens Inc
Little Rock,
Arkansas
|
–
|
-$949K
|
-37,600
|
Closed
|
|
|
4
|
BCS Wealth Management
Johnson City,
Tennessee
|
–
|
-$811K
|
-32,123
|
Closed
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$779K
|
-30,855
|
Closed
|
|
|
6
|
|
–
|
-$553K
|
-21,913
|
Closed
|
|
|
7
|
LPL Financial
San Diego,
California
|
–
|
-$519K
|
-20,562
|
Closed
|
|
|
8
|
Asset Dedication LLC
San Francisco,
California
|
–
|
-$424K
|
-16,743
|
Closed
|
|
|
9
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$340K
|
-13,465
|
Closed
|
|
|
10
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$320K
|
-12,674
|
Closed
|
|
|
11
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$315K
|
-12,473
|
Closed
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
–
|
-$285K
|
-11,298
|
Closed
|
|
|
13
|
Key Financial Inc
West Chester,
Pennsylvania
|
–
|
-$269K
|
-10,647
|
Closed
|
|
|
14
|
TLWM Financial
San Antonio,
Texas
|
–
|
-$263K
|
-10,377
|
Closed
|
|
|
15
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$200K
|
-7,903
|
Closed
|
|
|
16
|
IBEX Wealth Advisors
Bedminster,
New Jersey
|
–
|
-$31K
|
-1,229
|
Closed
|
|
