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Innovator US Equity Buffer ETF September

Name Holding Trade Value Shares
Change
Change in
Stake
CFG
101
Chapman Financial Group
Hawaii
$14.5K – – –
NewEdge Advisors
102
NewEdge Advisors
Louisiana
$9.99K – – –
O'Shaughnessy Asset Management
103
O'Shaughnessy Asset Management
Connecticut
$4.35K – – –
RPSA
104
Richard P. Slaughter Associates
Texas
– -$1.84M -40,836 Closed
MPCL
105
My Personal CFO LLC
Washington
– -$1M -22,180 Closed
UBS Group
106
UBS Group
Switzerland
– -$627K -13,886 Closed
Arax Advisory Partners
107
Arax Advisory Partners
Colorado
– -$584K -12,931 Closed
LSA
108
Lion Street Advisors
Texas
– -$535K -11,846 Closed
SS
109
Sunbelt Securities
Texas
– -$257K -5,995 Closed
GTS Securities
110
GTS Securities
Florida
– -$237K -5,249 Closed
JP Morgan Chase
111
JP Morgan Chase
New York
– -$226K -5,000 Closed
Wolverine Trading
112
Wolverine Trading
Illinois
– -$211K -4,683 Closed
Barclays
113
Barclays
United Kingdom
– -$198K -4,378 Closed
CIA
114
Cape Investment Advisory
Georgia
– -$96.6K -2,138 Closed
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
– -$5K -110 Closed
Ameritas Advisory Services
116
Ameritas Advisory Services
Nebraska
– -$2.26K -50 Closed