UBS Group’s Innovator US Equity Buffer ETF September BSEP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$11K	Buy	+228	New	+$11.2K	﹤0.01%	8336
2025 Q3	–	Sell	-13,886	Closed	-$627K	–	10365
2025 Q2	$627K	Buy	13,886 +3,504	+34%	+$149K	﹤0.01%	5832
2025 Q1	$434K	Buy	10,382 +10,378	+259,450%	+$447K	﹤0.01%	5958
2024 Q4	$172	Buy	+4	New	+$171	﹤0.01%	9587
2024 Q3	–	Sell	-1,099	Closed	-$44.7K	–	9522
2024 Q2	$44.7K	Buy	1,099 +1,095	+27,375%	+$43.3K	﹤0.01%	6775
2024 Q1	$157	Buy	+4	New	+$152	﹤0.01%	8771
2023 Q3	–	Sell	-1,047	Closed	-$36.1K	–	9488
2023 Q2	$36.1K	Sell	1,047 -1,027	-50%	-$33.6K	﹤0.01%	6642
2023 Q1	$66.6K	Sell	2,074 -1,784	-46%	-$56K	﹤0.01%	6229
2022 Q4	$117K	Buy	3,858 +2,224	+136%	+$67.4K	﹤0.01%	5952
2022 Q3	$47K	Buy	1,634 +1,198	+275%	+$36.7K	﹤0.01%	6399
2022 Q2	$13K	Buy	+436	New	+$13.4K	﹤0.01%	7497
2022 Q1	–	Sell	-2,055	Closed	-$69K	–	10279
2021 Q4	$69K	Buy	+2,055	New	+$67.1K	﹤0.01%	6638
2021 Q3	–	Sell	-2,756	Closed	-$88K	–	9553
2021 Q2	$88K	Buy	2,756 +1,873	+212%	+$58.6K	﹤0.01%	5975
2021 Q1	$27K	Buy	+883	New	+$26.2K	﹤0.01%	7088
2020 Q3	–	Sell	-925	Closed	-$24K	–	7997
2020 Q2	$24K	Sell	925 -117	-11%	-$2.87K	﹤0.01%	6423
2020 Q1	$23K	Buy	+1,042	New	+$25.9K	﹤0.01%	6394