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Innovator US Equity Buffer ETF September
BSEP

39 hedge funds and large institutions have $58.8M invested in Innovator US Equity Buffer ETF September in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more capital invested

Capital invested by funds: $29.7M → $58.8M (+$29.1M)

86% more funds holding

Funds holding: 21 → 39 (+18)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

13.4% less ownership

Funds ownership: 67.57% → 54.17% (-13%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
39
Holders Change
+18
Holders Change %
+85.71%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
19
Increased
8
Reduced
8
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$4.44M
2
Osaic Holdings
Osaic Holdings
Arizona
+$4.4M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.25M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.31M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.5M

Top Sellers

1
PCS
Personal CFO Solutions
New Jersey
-$5.43M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.83M
3
MWM
Maltin Wealth Management
New Jersey
-$236K
4
BPA
Beacon Pointe Advisors
California
-$198K
5
Jane Street
Jane Street
New York
-$128K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$8.97M +$1.5M +53,728 +21%
VBFP
2
Valtinson Bruner Financial Planning
Minnesota
$8.28M -$35.9K -1,281 -0.5%
Osaic Holdings
3
Osaic Holdings
Arizona
$6.05M +$4.4M +157,049 +311%
Citadel Advisors
4
Citadel Advisors
Florida
$5.22M +$4.44M +158,684 +779%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.61M +$3.25M +116,024 +274%
MWM
6
Maltin Wealth Management
New Jersey
$3.28M -$236K -8,441 -7%
PCS
7
Personal CFO Solutions
New Jersey
$3.1M -$5.43M -193,833 -65%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.41M +$2.31M +82,661 New
LNC
9
Lincoln National Corp
Pennsylvania
$1.98M -$24.3K -867 -1%
CAN
10
Cetera Advisor Networks
California
$1.42M +$1.37M +48,838 New
DFA
11
DHJJ Financial Advisors
Illinois
$1.29M +$1.24M +44,292 New
OMC
12
Old Mission Capital
Illinois
$1.26M +$776K +27,735 +178%
TW
13
Transform Wealth
Colorado
$1.09M +$1.05M +37,403 New
WP
14
WealthPLAN Partners
Nebraska
$973K +$919K +32,848 New
SS
15
Sunbelt Securities
Texas
$942K +$905K +32,321 New
BPA
16
Beacon Pointe Advisors
California
$811K -$198K -7,080 -20%
KCM
17
Kathmere Capital Management
Pennsylvania
$649K +$508K +18,150 +440%
CW
18
CreativeOne Wealth
Kansas
$612K +$588K +21,015 New
CCM
19
Covington Capital Management
California
$590K – – –
BA
20
Bellwether Advisors
Nebraska
$584K +$561K +20,048 New
CIAS
21
Capital Investment Advisory Services
North Carolina
$566K +$544K +19,431 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$483K -$1.83M -65,255 -80%
Jane Street
23
Jane Street
New York
$460K -$128K -4,559 -22%
NFG
24
Nations Financial Group
Iowa
$449K +$16.8K +600 +4%
AWA
25
Arkadios Wealth Advisors
Georgia
$410K +$395K +14,100 New
1
2

BSEP Hedge Fund Activity: Q4 2020 in Review

39 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF September (BSEP) for Q4 2020, worth a combined $58.8M — up 98% from $29.7M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new BSEP positions and 0 closed out — a net gain of 19 holders — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $4.44M. The largest seller was Personal CFO Solutions, cutting an estimated $5.43M.

  • 39 institutional investors held Innovator US Equity Buffer ETF September (BSEP) as of Q4 2020, up from 21 in Q3 2020.
  • Funds reported $58.8M of Innovator US Equity Buffer ETF September stock for Q4 2020, up 98% quarter-over-quarter.
  • 19 funds opened new Innovator US Equity Buffer ETF September positions in Q4 2020 and 0 closed out, a net change of +19 holders.
  • The largest Innovator US Equity Buffer ETF September buyer in Q4 2020 was Citadel Advisors, an estimated $4.44M added.
  • The largest Innovator US Equity Buffer ETF September seller in Q4 2020 was Personal CFO Solutions, an estimated $5.43M sold.

Based on aggregated 13F filings for Q4 2020.