|
1401
|
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
|
–
|
-$3.19M
|
-4
|
Closed
|
|
|
1402
|
Vawter Financial
Columbus,
Ohio
|
–
|
-$3.19M
|
-4
|
Closed
|
|
|
1403
|
Wedbush Securities
Los Angeles,
California
|
–
|
-$394K
|
-4
|
Closed
|
|
|
1404
|
BXM Wealth
Englewood,
Colorado
|
–
|
-$2.4M
|
-3
|
Closed
|
|
|
1405
|
Citadel Advisors
Miami,
Florida
|
–
|
-$2.4M
|
-3
|
Closed
|
|
|
1406
|
Eschler Asset Management
London,
United Kingdom
|
–
|
-$2.4M
|
-3
|
Closed
|
|
|
1407
|
Venturi Wealth Management
Austin,
Texas
|
–
|
-$2.4M
|
-3
|
Closed
|
|
|
1408
|
Arlington Financial Advisors
Santa Barbara,
California
|
–
|
-$1.6M
|
-2
|
Closed
|
|
|
1409
|
Black Point Wealth Management
Naples,
Florida
|
–
|
-$1.6M
|
-2
|
Closed
|
|
|
1410
|
Leo Wealth LLC
Hurst,
Texas
|
–
|
-$1.6M
|
-2
|
Closed
|
|
|
1411
|
Wellington Shields Capital Management
New York
|
–
|
-$1.6M
|
-2
|
Closed
|
|
|
1412
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1413
|
Alamar Capital Management
Santa Barbara,
California
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1414
|
BOK Financial Private Wealth
Denver,
Colorado
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1415
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1416
|
Brookwood Investment Group
Phoenix,
Arizona
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1417
|
Castle Wealth Management
West Palm Beach,
Florida
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1418
|
Cutter & Co Brokerage
Ballwin,
Missouri
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1419
|
Garner Asset Management Corp
Plano,
Texas
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1420
|
Great Lakes Advisors
Chicago,
Illinois
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1421
|
Great Valley Advisor Group
Wilmington,
Delaware
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1422
|
Holderness Investments Company
Greensboro,
North Carolina
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1423
|
Hopwood Financial Services
Reston,
Virginia
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1424
|
|
–
|
-$798K
|
-1
|
Closed
|
|
|
1425
|
Los Angeles Capital Management
Los Angeles,
California
|
–
|
-$798K
|
-1
|
Closed
|
|
