|
1101
|
Trust Company
Manhattan,
Kansas
|
–
|
-$931K
|
-2
|
Closed
|
|
|
1102
|
ABLE Financial Group
Scottsdale,
Arizona
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1103
|
Account Management
Boxford,
Massachusetts
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1104
|
Archer Investment Corporation
Carmel,
Indiana
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1105
|
CM Wealth Advisors
Beachwood,
Ohio
|
–
|
-$492K
|
-1
|
Closed
|
|
|
1106
|
Compton Capital Management
Providence,
Rhode Island
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1107
|
Creegan & Nassoura Financial Group
Portsmouth,
New Hampshire
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1108
|
Fiducient Advisors
Chicago,
Illinois
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1109
|
Financial Advantage
Columbia,
Maryland
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1110
|
Harbour Investments
Madison,
Wisconsin
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1111
|
Integral Investment Advisors
Turlock,
California
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1112
|
Kingfisher Capital
Charlotte,
North Carolina
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1113
|
Newbridge Financial Services Group
Boca Raton,
Florida
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1114
|
One Advisory Partners
Overland Park,
Kansas
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1115
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1116
|
Roman Butler Fullerton & Co
St Louis,
Missouri
|
–
|
-$495K
|
-1
|
Closed
|
|
|
1117
|
Single Point Partners
Boston,
Massachusetts
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1118
|
Spectrum Planning & Advisory Services
San Diego,
California
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1119
|
Vaughan David Investments
Peoria,
Illinois
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1120
|
Wealth Advisory Solutions
Indiianapolis,
Indiana
|
–
|
-$466K
|
-1
|
Closed
|
|
|
1121
|
Wealth Management Resources
Smithfield,
Rhode Island
|
–
|
-$471K
|
-1
|
Closed
|
|
