|
1076
|
|
–
|
-$901K
|
-2
|
Closed
|
|
|
1077
|
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
|
–
|
-$901K
|
-2
|
Closed
|
|
|
1078
|
Merriman Wealth Management
Seattle,
Washington
|
–
|
-$901K
|
-2
|
Closed
|
|
|
1079
|
RFG Advisory
Birmingham,
Alabama
|
–
|
-$901K
|
-2
|
Closed
|
|
|
1080
|
Advanced Research Investment Solutions
Los Angeles,
California
|
–
|
-$450K
|
-1
|
Closed
|
|
|
1081
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1082
|
AssetMark Inc
Concord,
California
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1083
|
CCG Wealth Management
San Diego,
California
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1084
|
Coulter & Justus Financial Services
Knoxville,
Tennessee
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1085
|
Cresset Asset Management
Chicago,
Illinois
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1086
|
Crew Capital Management
Cincinnati,
Ohio
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1087
|
Forvis Mazars Wealth Advisors
Springfield,
Missouri
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1088
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1089
|
Legacy Advisors
Plymouth Meeting,
Pennsylvania
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1090
|
Navis Wealth Advisors
Rye Brook,
New York
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1091
|
Pekin Hardy Strauss
Chicago,
Illinois
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1092
|
Premier Asset Management
Chicago,
Illinois
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1093
|
Sicart Associates
New York
|
–
|
-$453K
|
-1
|
Closed
|
|
|
1094
|
Studio Investment Management
Chicago,
Illinois
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1095
|
Sunbelt Securities
Houston,
Texas
|
–
|
-$482K
|
-1
|
Closed
|
|
|
1096
|
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1097
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1098
|
TownSquare Capital
Provo,
Utah
|
–
|
-$451K
|
-1
|
Closed
|
|
|
1099
|
Tufton Capital Management
Hunt Valley,
Maryland
|
–
|
-$450K
|
-1
|
Closed
|
|
