|
1
|
Frisch Financial Group
Melville,
New York
|
$14K
|
–
|
–
|
–
|
|
|
2
|
Newbridge Financial Services Group
Boca Raton,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
3
|
AWM Investment Company
New York
|
–
|
-$1.55M
|
-3,902,823
|
Closed
|
|
|
4
|
U.S. Global Investors (USGI)
San Antonio,
Texas
|
–
|
-$297K
|
-750,000
|
Closed
|
|
|
5
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$245K
|
-620,795
|
Closed
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$156K
|
-396,558
|
Closed
|
|
|
7
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
-$51K
|
-129,686
|
Closed
|
|
|
8
|
Renaissance Technologies
New York
|
–
|
-$39K
|
-98,571
|
Closed
|
|
|
9
|
|
–
|
-$242K
|
-58,524
|
Closed
|
|
|
10
|
Terra Nova Asset Management
New York
|
–
|
-$20K
|
-50,500
|
Closed
|
|
|
11
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$19K
|
-49,800
|
Closed
|
|
|
12
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$17K
|
-41,803
|
Closed
|
|
|
13
|
Geode Capital Management
Boston,
Massachusetts
|
–
|
-$14K
|
-37,560
|
Closed
|
|
|
14
|
Clean Yield Group
Norwich,
Vermont
|
–
|
-$12K
|
-30,600
|
Closed
|
|
|
15
|
|
–
|
-$10K
|
-25,900
|
Closed
|
|
|
16
|
Scotia Capital
Toronto,
Ontario, Canada
|
–
|
-$8K
|
-21,446
|
Closed
|
|
|
17
|
TD Waterhouse Canada
Toronto,
Ontario, Canada
|
–
|
-$9.74K
|
-20,400
|
Closed
|
|
|
18
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$8K
|
-17,506
|
Closed
|
|
|
19
|
Two Sigma Securities
New York
|
–
|
-$7K
|
-17,106
|
Closed
|
|
|
20
|
Crestwood Advisors Group
Boston,
Massachusetts
|
–
|
-$6K
|
-14,895
|
Closed
|
|
|
21
|
Millennium Management
New York
|
–
|
-$4K
|
-10,713
|
Closed
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
–
|
-$4K
|
-9,036
|
Closed
|
|
|
23
|
|
–
|
-$3K
|
-8,939
|
Closed
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
–
|
-$2K
|
-4,566
|
Closed
|
|
|
25
|
VanEck Associates
New York
|
–
|
-$1K
|
-3,000
|
Closed
|
|
