|
1
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$5.64M
|
-738,072
|
Closed
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$2.35M
|
-307,260
|
Closed
|
|
|
3
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$1.68M
|
-220,205
|
Closed
|
|
|
4
|
|
–
|
-$1.61M
|
-210,097
|
Closed
|
|
|
5
|
Doliver Advisors
Houston,
Texas
|
–
|
-$596K
|
-77,931
|
Closed
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$539K
|
-70,707
|
Closed
|
|
|
7
|
National Planning Corporation
El Segundo,
California
|
–
|
-$475K
|
-62,850
|
Closed
|
|
|
8
|
TFS Capital
West Chester,
Pennsylvania
|
–
|
-$453K
|
-59,255
|
Closed
|
|
|
9
|
Virtu KCG Holdings
New York
|
–
|
-$324K
|
-42,486
|
Closed
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$263K
|
-34,415
|
Closed
|
|
|
11
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$158K
|
-20,734
|
Closed
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
–
|
-$156K
|
-20,302
|
Closed
|
|
|
13
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
–
|
-$152K
|
-19,945
|
Closed
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$148K
|
-19,396
|
Closed
|
|
|
15
|
American International Group
New York
|
–
|
-$51.2K
|
-6,700
|
Closed
|
|
|
16
|
|
–
|
-$25K
|
-3,234
|
Closed
|
|
|
17
|
Cordasco Financial Network
Naples,
Florida
|
–
|
-$24K
|
-3,168
|
Closed
|
|
|
18
|
New England Securities
New York
|
–
|
-$9K
|
-1,200
|
Closed
|
|
|
19
|
Alexandria Capital
Arlington,
Virginia
|
–
|
-$2K
|
-276
|
Closed
|
|
