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BOI

Brookfield Mtge Opportunity Fd
BOI

Delisted

BOI was delisted on the 2nd of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PMLI
1
Penn Mutual Life Insurance
Pennsylvania
$434K -$130K -9,000 -35%
SIA
2
Sit Investment Associates
Minnesota
– -$25.7M -1,710,820 Closed
UBS Group
3
UBS Group
Switzerland
– -$15.4M -1,024,331 Closed
RCM
4
Rivernorth Capital Management
Florida
– -$13.4M -894,979 Closed
Wells Fargo
5
Wells Fargo
California
– -$12.1M -807,433 Closed
Bessemer Group
6
Bessemer Group
New Jersey
– -$9.7M -646,703 Closed
EVM
7
Eaton Vance Management
Massachusetts
– -$9.57M -638,252 Closed
Morgan Stanley
8
Morgan Stanley
New York
– -$6.98M -465,074 Closed
Invesco
9
Invesco
Georgia
– -$3.44M -229,098 Closed
GC
10
Guggenheim Capital
Illinois
– -$3.37M -224,776 Closed
COLIM
11
City of London Investment Management
United Kingdom
– -$2.73M -182,081 Closed
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
– -$2.73M -181,838 Closed
FFA
13
First Foundation Advisors
California
– -$2.66M -177,165 Closed
Bank of America
14
Bank of America
North Carolina
– -$2.51M -167,262 Closed
PCP
15
Proficio Capital Partners
Massachusetts
– -$1.99M -132,419 Closed
RCM
16
Robinson Capital Management
Michigan
– -$1.57M -104,386 Closed
Kovitz Investment Group Partners
17
Kovitz Investment Group Partners
Illinois
– -$1.48M -98,953 Closed
PP
18
Paloma Partners
Connecticut
– -$1.41M -94,275 Closed
CAN
19
Cetera Advisor Networks
California
– -$1.32M -87,792 Closed
AAM
20
Advisors Asset Management
Colorado
– -$1.09M -72,406 Closed
LPL Financial
21
LPL Financial
California
– -$950K -63,702 Closed
First Trust Advisors
22
First Trust Advisors
Illinois
– -$794K -52,964 Closed
SCM
23
Saba Capital Management
New York
– -$784K -52,239 Closed
DA
24
Doliver Advisors
Texas
– -$732K -48,801 Closed
BTS
25
BB&T Securities
Virginia
– -$705K -47,022 Closed
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