|
1
|
Saba Capital Management
New York
|
$23.1M
|
+$6.05M
|
+573,836
|
+36%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$5.3M
|
-$753K
|
-71,382
|
-12%
|
|
|
3
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$4.88M
|
-$1.55M
|
-147,254
|
-24%
|
|
|
4
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$4.33M
|
-$1.46M
|
-138,835
|
-25%
|
|
|
5
|
Logan Stone Capital
Chicago,
Illinois
|
$2.87M
|
-$956K
|
-90,638
|
-25%
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.52M
|
–
|
–
|
–
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$2.48M
|
+$190K
|
+18,052
|
+8%
|
|
|
8
|
AQR Arbitrage
Greenwich,
Connecticut
|
$2.03M
|
-$300K
|
-28,464
|
-13%
|
|
|
9
|
Focused Wealth Management
Newburgh,
New York
|
$1.25M
|
+$75.1K
|
+7,114
|
+6%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$1.17M
|
+$61.7K
|
+5,849
|
+6%
|
|
|
11
|
|
$1.01M
|
+$106K
|
+10,010
|
+12%
|
|
|
12
|
Cetera Advisor Networks
El Segundo,
California
|
$953K
|
+$156K
|
+14,789
|
+20%
|
|
|
13
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$953K
|
+$949K
|
+89,914
|
New
|
|
|
14
|
Karpus Investment Management
Pittsford,
New York
|
$953K
|
-$1.22M
|
-115,711
|
-56%
|
|
|
15
|
Mackay Shields LLC
New York
|
$837K
|
–
|
–
|
–
|
|
|
16
|
Matisse Capital
Portland,
Oregon
|
$769K
|
–
|
–
|
–
|
|
|
17
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$759K
|
+$82.1K
|
+7,784
|
+12%
|
|
|
18
|
|
$742K
|
+$317K
|
+30,000
|
+75%
|
|
|
19
|
LPL Financial
San Diego,
California
|
$614K
|
-$9.64K
|
-914
|
-2%
|
|
|
20
|
Modern Wealth Management
Lenexa,
Kansas
|
$567K
|
+$564K
|
+53,482
|
New
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$546K
|
+$513K
|
+48,652
|
+1,700%
|
|
|
22
|
Joel Isaacson & Co
New York
|
$450K
|
+$447K
|
+42,406
|
New
|
|
|
23
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$433K
|
+$331K
|
+31,337
|
+330%
|
|
|
24
|
Allianz Asset Management
Munich,
Germany
|
$432K
|
–
|
–
|
–
|
|
|
25
|
Osaic Holdings
Scottsdale,
Arizona
|
$363K
|
+$17.7K
|
+1,676
|
+5%
|
|
