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Brookfield

Name Holding Trade Value Shares
Change
Change in
Stake
GAM
551
Griffin Asset Management
New York
– -$408K -23,167 Closed
SMFS
552
Squar Milner Financial Services
California
– -$405K -22,977 Closed
Quilter Plc
553
Quilter Plc
United Kingdom
– -$401K -22,766 Closed
DIM
554
DC Investments Management
Virginia
– -$361K -20,475 Closed
HT
555
HAP Trading
New York
– -$336K -18,786 Closed
FA
556
FDx Advisors
Illinois
– -$326K -18,519 Closed
PTP
557
Platform Technology Partners
New York
– -$299K -16,979 Closed
UR
558
USCA RIA
Texas
– -$293K -16,620 Closed
SNBOSCI
559
Security National Bank of Sioux City Iowa
Iowa
– -$247K -14,014 Closed
Prospera Financial Services
560
Prospera Financial Services
Texas
– -$234K -13,313 Closed
ACP
561
Arcus Capital Partners
Georgia
– -$226K -12,822 Closed
Walleye Trading
562
Walleye Trading
New York
– -$211K -11,786 Closed
BCM
563
BTC Capital Management
Iowa
– -$201K -11,418 Closed
QS Investors
564
QS Investors
New York
– -$180K -10,209 Closed
Boston Financial Management
565
Boston Financial Management
Massachusetts
– -$163K -9,262 Closed
WLPWM
566
Walled Lake Planning & Wealth Management
Illinois
– -$129K -7,306 Closed
PH
567
Pinnacle Holdings
Oklahoma
– -$128K -7,267 Closed
Private Advisor Group
568
Private Advisor Group
New Jersey
– -$116K -6,579 Closed
BDS
569
Banco de Sabadell
Florida
– -$78K -4,440 Closed
SG Americas Securities
570
SG Americas Securities
New York
– -$102K -4,277 Closed
ECM
571
Estabrook Capital Management
New York
– -$61.7K -3,503 Closed
NIT
572
NumerixS Investment Technologies
British Columbia, Canada
– -$61K -3,487 Closed
CIM
573
Contravisory Investment Management
Massachusetts
– -$61K -3,307 Closed
Balentine LLC
574
Balentine LLC
Georgia
– -$45K -2,565 Closed
HFS
575
HBC Financial Services
Washington
– -$45K -2,425 Closed