|
1
|
|
$36.7M
|
+$1.37M
|
+87,136
|
+4%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$16.4M
|
+$2.91M
|
+184,734
|
+22%
|
|
|
3
|
|
$14.5M
|
-$2.11M
|
-133,765
|
-13%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$7.63M
|
+$778K
|
+49,336
|
+11%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$4.77M
|
+$1.11M
|
+70,365
|
+30%
|
|
|
6
|
Relative Value Partners
Northbrook,
Illinois
|
$4.59M
|
+$232K
|
+14,742
|
+5%
|
|
|
7
|
Capital Investment Advisors
Atlanta,
Georgia
|
$3.85M
|
-$5.8K
|
-368
|
-0.2%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$3.18M
|
-$122K
|
-7,718
|
-4%
|
|
|
9
|
Yorktown Management & Research Company
Forest,
Virginia
|
$3.08M
|
+$3.08M
|
+195,200
|
New
|
|
|
10
|
Shaker Financial Services
Arlington,
Virginia
|
$3.04M
|
+$329K
|
+20,887
|
+12%
|
|
|
11
|
Advisors Asset Management
Monument,
Colorado
|
$2.9M
|
-$10.7K
|
-676
|
-0.4%
|
|
|
12
|
Highmount Capital
New York
|
$2.85M
|
-$1.05M
|
-66,620
|
-27%
|
|
|
13
|
First Foundation Advisors
Irvine,
California
|
$1.86M
|
+$707K
|
+44,861
|
+61%
|
|
|
14
|
Saba Capital Management
New York
|
$1.53M
|
-$831K
|
-52,716
|
-35%
|
|
|
15
|
|
$1.49M
|
–
|
–
|
–
|
|
|
16
|
Ancora Advisors
Cleveland,
Ohio
|
$1.37M
|
–
|
–
|
–
|
|
|
17
|
LPL Financial
San Diego,
California
|
$1.31M
|
-$334K
|
-21,168
|
-20%
|
|
|
18
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$1.27M
|
-$5.22K
|
-331
|
-0.4%
|
|
|
19
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.23M
|
-$146K
|
-9,270
|
-11%
|
|
|
20
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.23M
|
+$1.22M
|
+77,554
|
New
|
|
|
21
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.06M
|
+$1.06M
|
+67,128
|
New
|
|
|
22
|
Pointe Capital Management
Grosse Pointe Farms,
Michigan
|
$1.02M
|
+$1.02M
|
+64,682
|
New
|
|
|
23
|
ProVise Management Group
Clearwater,
Florida
|
$957K
|
-$15K
|
-954
|
-2%
|
|
|
24
|
Curi RMB Capital
Chicago,
Illinois
|
$822K
|
+$821K
|
+52,049
|
New
|
|
|
25
|
|
$733K
|
+$64.5K
|
+4,094
|
+10%
|
|
